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Alex Schmidt
  • Securities Law, Arbitration & Mediation, Criminal Law
  • New Jersey, New York
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Summary

Alex Schmidt worked in finance prior to attending to Fordham Law School. He obtained the Series 7 and 66 securities licenses and operated as a financial advisor specializing in asset allocation strategies with a focus on fixed income securities. Mr. Schmidt leveraged this experience in law school working in house at Oppenheimer as well as the law firm Bressler, Amery and Ross. While at Fordham in addition to serving as a Reservist in the US Army Military Police, Mr. Schmidt was also a member of the Fordham Law Securities Arbitration Clinic.

He presently specializes in securities and broker dealer law for both individual brokers and institutions, as well as individual customers. Mr. Schmidt's experiences in the securities industry as a broker and investment advisor have provided him with a unique insider perspective on essential aspects of customer disputes and investment fraud claims against broker dealers. His past work enables him to quickly ascertain whether a violation of FINRA rules or State or Federal Law has occurred. Mr. Schmidt also handles regulatory work for brokers and broker dealers. His regulatory practice includes brokers seeking U4/U5 reformation, expungement of their CRD's, as well as regulatory inquiries against brokers by securities regulatory agencies.

Education
Fordham University School of Law
J.D.
Lafayette College
Professional Experience
Lubiner, Schmidt & Palumbo, LLC
Current
Certifications
Series 7
FINRA
Series 66
FINRA
Professional Associations
Hudson County Bar Association
- Current
New Jersey State Bar
- Current
Union County Bar Association
- Current
SIFMA
- Current
Jurisdictions Admitted to Practice
New Jersey
New York
Fees
  • Free Consultation
  • Credit Cards Accepted
  • Contingent Fees
Practice Areas
  • Securities Law
  • Arbitration & Mediation
  • Criminal Law
Languages
  • English: Spoken, Written
Social Media
Websites & Blogs
Website
Alex Schmidt's Website Profile
Website
Alex Schmidt's Securities Website Profile
Website
Lubiner, Schmidt & Palumbo, LLC Securities Website
Website
Lubiner, Schmidt & Palumbo, LLC Website
Contact & Map
Lubiner, Schmidt & Palumbo, LLC
123 N Union Ave
#305
Cranford, NJ 07016
USA
Toll-Free: (844) 288-7978
Telephone: (908) 709-0500
Fax: (908) 709-9447