(816) 527-9447
Ext. 8165279447
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Braden Perry

Braden Perry

Kennyhertz Perry
  • Securities Law, White Collar Crime
  • Kansas, Missouri
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Summary

Braden Perry, is a regulatory and government investigations attorney with Kennyhertz Perry, LLC. Mr. Perry has the unique tripartite experience of a white collar criminal defense and government compliance, investigations, and litigation attorney at a national law firm; a senior enforcement attorney at a federal regulatory agency; and the Chief Compliance Officer/Chief Regulatory Attorney of a global financial institution. Mr. Perry has extensive experience advising clients in CFTC inquiries and investigations, particularly in enforcement matters involving data issues. He couples his technical knowledge and experience defending clients in front of federal agencies with a broad-based understanding of compliance from an institutional and regulatory perspective. Mr. Perry is a frequent contributor to financial and legal publications, including Law 360, Lawyers.com, Institutional Investor, Minyanville.com, Value Walk, and NerdWallet.

Education
University of Kansas School of Law
J.D. (2002)
University of Kansas School of Law Logo
Kansas State University
B.S.
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Professional Experience
Co Founder/Partner
Kennyhertz Perry
- Current
Senior Vice President, Regulatory Affairs and Compliance/CCO
Mariner Holdings, LLC
-
Senior Trial Attorney
U.S. Commodity Futures Trading Commission
-
Attorney
Blackwell Sanders
-
Lecturer
Emporia State University
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Judicial Clerkship Clinic
United States District Court
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Publications
Articles & Publications
CFTC’s Silence Stings in Wheat Futures Manipulation Case
Law360
Are Contracts Made to Be Broken
LawTV.com
How to Become Successful in Compliance
ComplianceCrossing.com
Doing Time: White-Collar Sentencing Has Varied Since 2005 Ruling
Kansas City Business Magazine
Speaking Engagements
Electronic Discovery, an Attorney’s Point of View, Kansas Paralegal Association Annual Seminar
MF Global: Legal Consequences of its Collapse, KCMBA Securities Committee
The Foreign Corrupt Practices Act: Prevention, Defense, and its Impact on Business, Lunch Lecture
The Foreign Corrupt Practices Act: Prevention, Defense, and its Impact on Business, KCMBA Securities Committee
FINRA Rules for Communications with the Public, Lunch Lecture
Reputational Risk and Your Bank: Creating a Compliance Plan to Conform to Scrutiny, Compliance University
The Rise (and Fall?) of Bitcoin: The Evolving Legal and Regulatory Issues with Cryptocurrency, Kansas Attorney General Annual CLE
Reg S-ID: Identity Theft Red Flag Rules, Kansas City Compliance Group
Peer to Peer: Innovation and Regulation, Lend360
Analyzing the Current Swaps Marketplace as Regulators Look Poised to Ensure Anonymity for Traders, Coleman Research Group Presentation
CFTC’s Financial Market Reform in 2015: Boon or Bane?, Knowledge Congress Live Webcast Series
http://kennyhertzperry.com/perry-to-speak-on-cftc-dodd-frank-title-vii-market-reform/
Certifications
CAMS
Certified Anti-Money Laundering Specialist
DCC
Digital Currency Certification
Series 7-General Securities Registered Representative
FINRA
Series 66-Registered Agent and Investment Advisor
NASAA
Series 24-General Securities Principal
FINRA
Awards
Best in Securities Law – Missouri
Acquisition International Hedge Fund Awards
Best in Securities Law – Missouri
Acquisition International Hedge Fund Awards
Investment Due Diligence Law Firm of the Year - Midwest
Global Fund Awards
Best Securities Law Firm
I-Invest Single Manager Awards
20 Best Litigation Attorneys in Kansas City
Expertise
Ones to Watch in 2017
Corporate Vision
Best in Securities Law - Missouri
Acquisition International Hedge Fund Awards
Most Commercially Minded Attorneys - US
Alternative Investment Awards
Best Alternative Investment Law Firm - Missouri
Alternative Investment Awards
Securities Law Firm of the Year - USA
Corporate LiveWire
Investment Due Diligence Law Firm of the Year – Midwest
Corporate LiveWire Global Fund Awards
Professional Associations
State Bar of Kansas
Member
Current
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City of MIssion Hills, KS
Council Member
- Current
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Kansas City Securities Association
Board Member
- Current
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Leadership Kansas
Class of 2016
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Jurisdictions Admitted to Practice
Kansas
Kansas Supreme Court
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Missouri
The Missouri Bar
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Fees
  • Credit Cards Accepted
Practice Areas
  • Securities Law
  • White Collar Crime
Additional Practice Areas
  • Litigation
  • Federal Regulation
  • Investment Fraud
Languages
  • English
Websites & Blogs
Website
Contact & Map
Kennyhertz Perry
2000 Shawnee Mission Parkway
Suite 210
Mission Woods, KS 66205
USA
Telephone: (816) 527-9447 Ext. 8165279447