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Chris Warren

Chris Warren

Warren Law Group
  • Business Law, Securities Law, Arbitration & Mediation ...
  • New York
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Warren Law Group is a business law firm that provides its clients with fierce strategic advocacy in the courtroom and sage advice in the boardroom. Our approach is to give our clients the freedom to pursue their vision while mitigating their risks and minimizing liability exposure. Warren Law Group represents privately held businesses of all sizes as well as investors and not-for-profit organizations in everything from formation and deal-making to protecting their rights in litigation and arbitration.

Contact Chris Warren today to learn about how Warren Law Group can protect your rights and bring your business to the next level.

New York Law School
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Professional Experience
Warren Law Group
Articles & Publications
Why Every Business Should Pay Attention to Privacy Laws
Jurisdictions Admitted to Practice
New York
New York State Office of Court Administration
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  • Free Consultation
Practice Areas
    Business Law
    Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Franchising, Mergers & Acquisitions, Partnership & Shareholder Disputes
    Securities Law
    Arbitration & Mediation
    Business Arbitration
    White Collar Crime
Additional Practice Areas
  • FINRA Regulatory Defense & Arbitration
  • Corporate & Securities Offerings
  • Partnership & Shareholder Litigation
  • English: Spoken, Written
Legal Answers
Q. Financial investment question
A: This response does not constitute legal advice. Yes. If you take your friends' money for access to an "investment fund" an "individual" (read: not a broker) runs, you could be violating several securities laws as well as potential "blue sky" State laws. Further, based upon the limited facts you've provided, it also sounds like the "individual" who is "trading" on your behalf is violating several securities laws because they are likely an unregistered broker. Your continued participation through the unregistered individual, alone, will likely not present a legal risk to you. However, in my experience, it sounds like you may taking an unnecessary financial risk; there are no such things (yet) as a "crypto investment fund."
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Websites & Blogs
Warren Law Group Website
Contact & Map
Warren Law Group
New York Office
14 Penn Plaza, 225 West 35th St.
9th Floor
New York, NY 10122
Telephone: (866) 954-7687
Warren Law Group
New Jersey Office
101 Hudson St.
Suite 2100
Jersey City, NJ 07302
Telephone: (866) 954-7687
Warren Law Group
Philadelphia Office
232 N. 2nd St.
Philadelphia, PA 19106
Telephone: (866) 954-7687
Warren Law Group
Long Island Office
1129 Northern Blvd
Suite 404
Manhasset, NY 11030
Telephone: (866) 954-7687
Warren Law Group
Chicago Office
2454 E. Dempster St.
Suite 310
Chicago, IL 60016
Telephone: (866) 954-7687
Warren Law Group
Miami Office
201 South Biscayne Blvd.
28th Floor
Miami, FL 33131
Telephone: (866) 954-7687