Darren C. Blum Esq.
About Darren C. Blum Esq.Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys.
Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution, now known as FINRA, which is the forum where approximately 80% of all securities disputes are resolved. At the NASD, Mr. Blum assisted in the adjudication of hundreds of securities arbitration cases.
- Arbitration & Mediation
- Broker Fraud
- Securities Law
- Contingent Fees
Jurisdictions Admitted to Practice
|Managing Partner, Blum Law Group|
|Nova Southeastern University, Shepard Broad Law Center||J.D.|
|University of Florida||B.S.|
|Member, Florida State Bar # 87173|
|Member, American Bar Association|
|Member, Public Investors Arbitration Bar Association|
Articles & Publications
NASD Mediations: PLI Securities Update
Punitive Power: Securities Arbitrators Need It
WEBSITES & BLOGS
Website: Darren Blum's Website Profile
Website: Blum Law Group Website
Blog: Stock Attorneys Blog
LPL Financial Fraught with Allegations of Supervisory Failures Total Wealth Management Sanctions Kickbacks U.S. Attorney’s Office Files Parallel Action in Response to Previous CFTC Fraud Charges Judge Orders Attorney to Pay Nearly $4 Million in Prime Bank Investment Scheme Florida Transfer Agent Charged by SEC with Defrauding Investors Goldman Sachs Group, Inc. to Face Judge in September Oppenheimer Advisor Targets Elderly Widow Barred Investment Advisor Swindles Clients for Nearly $9 Million UBS Continues to Face Controversy over Puerto Rico Muni Bonds