David Scott Harrison
Authority in FINRA Arbitrations with Industry Insight and Extensive Experience
David Harrison brings an impressive wealth of experience and expertise in representing clients in litigation and arbitration matters before FINRA and in state and federal courts. A seasoned attorney, Mr. Harrison has represented customers against every major broker-dealer in the industry, providing robust representation in FINRA arbitration cases. His extensive background as lead counsel FINRA evidentiary hearings underscores his formidable trial experience and commitment to his clients' success.
Mr. Harrison's unique perspective and understanding of the securities industry set him apart from other attorneys. After earning his Bachelor of Science in Finance from the University of Southern California, he began his career at Shearson Lehman Brothers, where he was Series Seven licensed. This early experience as a registered representative provided him with invaluable insights into the workings of the securities industry, complementing his deep legal knowledge.
Mr. Harrison's legal career is distinguished by his diverse and comprehensive experience. He clerked for the Honorable Joseph Reichmann of the United States District Court for the Central District of California before earning his law degree from Southwestern School of Law. He then served as an Assistant District Attorney in New York City, where he gained significant courtroom experience. During his tenure, he directed on-site police investigations, led grand jury prosecutions, drafted and presented search warrants, and prosecuted individuals accused of fraud and other crimes.
Following his time at the District Attorney's Office, Mr. Harrison joined Morgan Stanley Dean Witter as in-house counsel. There, he defended the firm against allegations of sales practice violations and stock broker fraud by investors and regulators, further honing his expertise in securities law.
Mr. Harrison's experience is unique with his deep understanding of both the legal and securities industries.
- Univ of Southern Calif
- Undergraduate Degree
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- Southwestern Law School
- Law Degree
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- Southwestern University School of Law
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- California State Bar # 206279
- Member
- - Current
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- California
- State Bar of California
- ID Number: 206279
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- New York
- New York State Office of Court Administration
- ID Number: 2761419
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Free Consultation
30 minute free consultation. -
Contingent Fees
Varies depending on case.
- Stockbroker & Investment Fraud
- Securities Law
- Arbitration & Mediation
- Business - Arbitration/Mediation, Consumer - Arbitration/Mediation
- English