I bring a unique combination of legal, business, and executive experience to my role at Prego Law Group, PLLC. With over 25 years in the banking and financial services industry, including time spent as a C-suite executive and compliance leader, I offer deep insight into the complexities of regulatory compliance, risk management, and strategic business growth.
My career includes leadership roles at Merrill Lynch, Espírito Santo Bank, Gibraltar Private Bank & Trust, and Brickell Bank. In these roles, I led compliance programs, addressed complex regulatory issues, and managed high-stakes mergers and acquisitions (M&A) transactions. My hands-on experience in banking operations and thorough understanding of financial regulations have made me a trusted advisor for businesses seeking not only legal solutions but also informed guidance that draws on business acumen.
I hold a J.D. from Mitchell Hamline School of Law and a certificate in Advocacy and Problem-Solving. I combine my legal knowledge with my business experience to provide client-centered, concierge-level counsel to entrepreneurs, fintech startups, and growing businesses. In addition to my work at Prego Law Group, I serve as an adjunct professor at Mitchell Hamline, where I teach future attorneys how to build client-focused law firms and develop effective trial advocacy skills.
My strategic insight, shaped by decades of executive leadership experience, makes me an invaluable partner for clients seeking to navigate the complex legal and regulatory challenges of today's business world.
At Prego Law Group, I offer more than just legal counsel—I provide business-driven strategies that help clients succeed in competitive industries.
- William Mitchell College of Law
- J.D. (2018) | Law / Advocacy / Alternative Dispute Resolution
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- Attorney at Law
- PREGO Law Group PLLC
- - Current
- President
- Brickell Global Markets, Inc.
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- Group Chief Compliance Officer
- Brickell Bank
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- Intern
- PRATT Law PA
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- SVP AML Officer
- Gibraltar Private Bank & Trust
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- Chief Compliance Officer
- Espirito Santo Bank
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- Various
- Merrill Lynch
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- CAMS
- Association of Anti-money Laundering Specialist (ACAMS)
- The Florida Bar # 1022152
- Member
- Current
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- FIBA
- Member
- Current
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- FBA
- Member
- Current
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- Florida
- The Florida Bar
- ID Number: 1022152
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- Credit Cards Accepted
- Contingent Fees
- Business Law
- Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Franchising, Mergers & Acquisitions, Partnership & Shareholder Disputes
- Securities Law
- Arbitration & Mediation
- Business - Arbitration/Mediation, Consumer - Arbitration/Mediation, Family - Arbitration/Mediation
- Banking Law
- English: Spoken, Written
- Spanish: Spoken, Written
- Q. How can I protect and formalize IP ownership in a temporary business collaboration?
- A: When entering a collaborative business relationship—especially one involving the use and potential co-development of intellectual property—it is important to take steps early on to clarify ownership rights, permitted uses, and expectations for any future commercialization.
Under Florida law, the absence of a written agreement can lead to ambiguity regarding intellectual property ownership and use, which could create challenges down the line. To safeguard your contributions and avoid future misunderstandings, it’s generally advisable to formalize your arrangement in writing. This may include: (I) An intellectual property agreement or joint venture agreement that clearly outlines ownership ... Read More
- Q. Am I obligated to take possession of a malfunctioning boat purchased in Florida?
- A: Under Florida law, whether a buyer is obligated to take possession of a purchased item—such as a boat—despite post-sale defects, depends on several factors, including the terms of the sales contract, the nature of the defects, the seller’s opportunity to cure them, and any warranties provided by the manufacturer or dealer. Generally, unless the contract explicitly allows for a return or cancellation, Florida law does not grant an automatic right to return a product solely because of dissatisfaction or defects, particularly if the seller is actively attempting to repair the issues under warranty. However, if the defects are substantial and render the product non-conforming to what was promised ... Read More
- Q. Forming LLC in Florida with similar name and DBA process
- A: Under Florida law, here’s how your situation would play out and what you need to know and do:
1. LLC Naming Rules
Florida requires that the name of your LLC be distinguishable from any other entity registered with the Florida Division of Corporations. So, if "Visionaire Enterprises" already exists, “Visionaire Enterprise” likely won’t be allowed as the official LLC name, even with a minor variation.
✅ “Visionaire Legacy, LLC” is a good workaround if that name is available. You can form your LLC under that name.
2. Using a DBA ("Doing Business As")
In Florida, a DBA is called a fictitious name. You can operate your LLC under a fictitious name like “Visionaire ... Read More