Mecklenburg County Securities Lawyers

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J. Steven Parker
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J. Steven Parker
Securities Lawyer Serving Mecklenburg County, NC
Dedicated & Knowledgeable Representation for Your Securities Law Needs & Goals!
J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group,... Read More »
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Robert Ughetta
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Robert Ughetta
Mecklenburg County, NC Securities Law Attorney
(704) 348-5141
Albany Law School of Union UniversityPrinceton University
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Sonya Tien
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Sonya Tien
Wake County, NC Securities Law Attorney
(919) 800-2000
Columbia Law SchoolUniversity of North Carolina - Chapel Hill9th Circuit, California, Federal Circuit, New York, North Carolina, U.S. District Court, Eastern & Southern Districts of New York, U.S. District Court, Eastern & Western Districts of North Carolina and U.S. District Court, Northern & Central Districts of CaliforniaSuper LawyersState Bar of California and North Carolina State BarSEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
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James Penry
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James Penry
Wake County, NC Securities Law Attorney
(919) 833-9449
Wake Forest University School of LawUniversity of North Carolina - Chapel HillMiddle District of NC, North Carolina, Eastern District of NC, Western District of NC, 4th Circuit, Federal Circuit, Florida, U.S. Tax Court, California, U.S. Supreme Court and South CarolinaBusiness North Carolina, Best Lawyers in America and NC Super LawyersAmerican Bar Association, Associated Builders and Contractors of North Carolina...Defective Bid Bonds and Construction Defects Law for the Consumer Advocate
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John Price
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John Price
Durham County, NC Securities Law Attorney
(919) 313-4571
University of Kansas School of LawNorthwest Missouri State University10th Circuit, 5th Circuit, U.S. Supreme Court, Kansas, Texas and North CarolinaMarquis Martindale-Hubbell, Dallas Business Journal , University of Kansas School of Law, NW Missouri State University...North Carolina State Bar and State Bar of TexasLitigation Involving the FDIC, Analyses -- 1990 Forecast: “The ‘SUPERPOWERS’ OF THE AGENCIES—The D’Oench, Duhme Doctrine, 12 U.S.C. § 1823(e) and the Federal Holder in Due Course Doctrine”...
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Andrew Whiteman
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Andrew Whiteman
Wake County, NC Securities Law Attorney
(919) 571-8300
Ohio State University - ColumbusMiami University of Ohio4th Circuit, Eastern District of North Carolina, Middle District of North Carolina, U.S. Supreme Court, United States Tax Court, Western District of North Carolina and North CarolinaNorth Carolina State Bar, Public Investors Arbitration Bar Associatin (PIABA)...
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Neil Riemann
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Neil Riemann
Wake County, NC Securities Law Attorney
(919) 833-9449
University of Michigan - Ann ArborUniversity of North Carolina - Chapel HillNorth Carolina, 4th Circuit, 8th Circuit and U.S. Supreme CourtNorth Carolina State Bar and American Bar Association
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Daniel Watts
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Daniel Watts
Wake County, NC Securities Law Attorney
(919) 571-8300
Elon University School of LawElon University and Elon UniversityNorth Carolina and Eastern District of North CarolinaNorth Carolina Advocates for Justice and North Carolina Bar Association
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Amy Folk
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Amy Folk
Wake County, NC Securities Law Attorney
(919) 825-1250
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