Chappaqua Securities Lawyers

Robert L. Herskovits
PREMIUM
Robert L. Herskovits
Securities Lawyer Serving Chappaqua, NY
Free consultation, experienced representation in securities law cases. Call now!
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and... Read More »
Robert R. Miller
PREMIUM
Robert R. Miller
Securities Lawyer Serving Chappaqua, NY
Free Consultation! Aggressive & Determined Advocacy! Skilled Securities Lawyer!
Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American... Read More »
Brian J. Neville
PREMIUM
Brian J. Neville
Securities Lawyer Serving Chappaqua, NY
Free Consultation! Successful & Experienced Attorney! Dedicated Representation!
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal... Read More »
Christopher Keogh
PREMIUM
Christopher Keogh
Securities Lawyer Serving Chappaqua, NY
New York Securities Law Attorney
Matthew C. Plant
PREMIUM
Matthew C. Plant
Securities Lawyer Serving Chappaqua, NY
New York Securities Law Attorney with 25 years of experience
The New York City Bar Association and New York State Bar
Sonya Tien
Claimed Lawyer ProfileSocial Media
Sonya Tien
New York, NY Securities Law Attorney
(212) 810-7688
Columbia Law SchoolUniversity of North Carolina - Chapel Hill9th Circuit, California, Federal Circuit, New York, North Carolina, U.S. District Court, Eastern & Southern Districts of New York, U.S. District Court, Eastern & Western Districts of North Carolina and U.S. District Court, Northern & Central Districts of CaliforniaSuper Lawyers, The National Trial Lawyers and The National Trial LawyersLos Angeles County Bar Association, National Asian Pacific American Bar Association...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
Adam Gana
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
Adam Gana
New York, NY Securities Law Attorney
(800) 810-4262
New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...
Brian J. Neville
Claimed ProfileLII GoldBlawg SearchSocial Media
Brian J. Neville
(212) 696-1999
New York University School of LawUniversity of Scranton2nd Circuit, New Jersey, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New York
Mark J. Astarita
Claimed Lawyer ProfileBlawg SearchSocial MediaResponsive Law
Mark J. Astarita
New York, NY Securities Law Attorney
(212) 509-6544
New York Law SchoolCity University of New York - Queens CollegeNew Jersey, New York, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York, United States District Court for the District of New Jersey, United States District Court for the Northern District of New York, United States District Court for the Western District of New York, United States Tax Court, 2nd Circuit, 3rd Circuit and U.S. Supreme CourtMartindale-HubbellFinancial Industry Regulatory Authority and New York County Lawyers AssociationIntroduction to Securities Arbitration, Enforcement of Arbitration Awards...
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
Asher Hawkins
New York, NY Securities Law Attorney
(800) 497-8076
New York Law SchoolUniversity of PennsylvaniaNew York, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New YorkAmerican Bankruptcy Institute and New York Law SchoolNew York City Bar Association and New York State BarPiloting Through §546’s Safe Harbors in the Wake of Lyondell, Tribune and Barclay’s and Spokeo's Federalism Problem
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
Robert W. Anderson
New York, NY Securities Law Attorney
(212) 742-3390
Fordham University School of LawRutgers University - Newark and Bucknell UniversityNew Jersey, United States District Court for the District of New Jersey and New YorkBoard of Directors of Good GriefAmerican Bar Association and Association for Corporate Growth - New JerseyCustomer Data, FTC Red Flags Rules and Your Business, Cybersecurity and the Importance of Attorney-Client Privilege...
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
Barry R. Lax
New York, NY Securities Law Attorney
(212) 696-1999
Yeshiva University, Benjamin N. Cardozo School of LawEmory University2nd Circuit, U.S. District Courts, Eastern, Southern & Western Districts of New York and New YorkThomson ReutersAssociation of the Bar of the City of New York, New York City Bar Association...Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses
Marc Fitapelli
Claimed Lawyer ProfileBlawg SearchSocial Media
Marc Fitapelli
New York, NY Securities Law Attorney
(877) 238-4175
Maurice A. Deane School of Law at Hofstra UniversitySaint Francis CollegeNew Jersey, New York and U.S. District Court, Southern District of New YorkSuper Lawyers and Million Dollar Advocates ForumReal Estate Board of New York and New York City Bar AssociationClose Faster and Avoid Unpleasant Surprises and 10 Lease Issues that Can Kill A Deal
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
Marvin L. Frank
New York, NY Securities Law Attorney
(800) 497-8076
New York Law SchoolThe City College of New York and City University of New York - Baruch CollegeNew Jersey, New York, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York, 2nd Circuit, 7th Circuit, U.S. Supreme Court, U.S. District Court Eastern District of Michigan and U.S. District Court Northern District of TexasNew York State Bar and Emerald Green Property Owners AssociationSecurities Class Actions: Improving Corporate Governance Through Accountability and Staying Derivative Action Pursuant to PSLRA and SLUSA
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial MediaResponsive Law
Mary Madeline Roberts
New York, NY Securities Law Attorney
(212) 616-7555
The University of Chicago Law SchoolTufts UniversityNew YorkSuper LawyersState Bar of New York and New York City Bar AssociationNavigating the SEC’s Updated Advertising Restrictions: A Lesson for Fund Managers in Preparing Solicitation Materials and Preventing Past Performance from Impeding Future Results,”
Gregory A. Frank
PREMIUM
Gregory A. Frank
Securities Lawyer Serving Chappaqua, NY
Free Consultation! Successful & Experienced Securities Law Attorney! Call Now!
Super LawyersAmerican Society of Pharmacy Law and Association of the Bar of the City of New York
Jenice Malecki
PREMIUM
Jenice Malecki
Securities Lawyer Serving Chappaqua, NY
New York Securities Law Attorney with 32 years of experience
Super Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee and The PIABA Foundation
Ryan Gordon Blanch
Claimed Lawyer ProfileSocial MediaResponsive Law
Ryan Gordon Blanch
New York, NY Securities Law Attorney
(212) 268-9700
Southern Methodist UniversityUniversity of California - Los AngelesNew York and 2nd CircuitSuper Lawyers, Martindale Hubbell, National Trial Lawyers and AVVO Attorney Rating AgencyThe Association of the Bar of the City of New York, New York County Lawyers Association...New White Sox Scandal Alleges over 30,000 Fraudulent Tickets and Featured in America's Who's Who for Criminal Defense Lawyers
Brandon S. Schwartz
Claimed Lawyer ProfileSocial MediaResponsive Law
Brandon S. Schwartz
New York, NY Securities Law Attorney
(646) 844-5915
New York Law SchoolIndiana University - Indiana University-Bloomington and Syracuse UniversityNew York and United States District Court for the Southern District of New YorkNew York State Bar Association and Association of the Bar of the City of New York
Gabriel  Berg
Claimed Lawyer ProfileSocial Media
Gabriel Berg
New York, NY Securities Law Attorney
(212) 980-7458
American University Washington College of LawGeorge Washington UniversityNew YorkSuper Lawyers, Super Lawyers and Lawyers of DistinctionNew York State BarMeet Our Keynote Speaker: Journalist and New York Times Contributor Katie Engelhart and The Note From the Deliberating Jury
Jacqueline Candella
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
Jacqueline Candella
New York, NY Securities Law Attorney
(212) 943-1233
New York Law SchoolPace UniversityNew YorkStaten Island Walk Like MADD and National Association of Women LawyersNFTs may change music industry, but may have to cross regulatory path
David Edward Robbins
Claimed Lawyer ProfileResponsive Law
David Edward Robbins
New York, NY Securities Law Attorney
(212) 755-3100
Villanova University School of LawSyracuse UniversityNew York and New YorkSuper Lawyers - and Public Investors Advocate Bare AssociationPublic Investors Advocate Bar Association (PIABA) and The Association of the Bar of the City of New York Robert B. McKay Community OutreachLaw ProgramMcKinney' Consolidated Laws of New York - Practice Commentary and Securities Arbitration Procedure Manual
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
Adam J. Weinstein
New York, NY Securities Law Attorney
(800) 810-4262
New York Law SchoolLehigh UniversityNew Jersey, New York, United States District Courts for the District of New Jersey, United States District Courts for the Eastern District of New York and United States District Courts for the Southern District of New YorkSuper LawyersPublic Investors Advocate Bar Association (PIABA) and New York City Bar AssociationFINRA’s Arbitration Agreement: Second Class Status? and Broker-Deal Licensing: Understanding the Role and Limitations of the Series 6 License
Neil Fridman
Claimed Lawyer ProfileSocial MediaResponsive Law
Neil Fridman
New York, NY Securities Law Attorney
(212) 262-9823
St. John's University School of LawSt. John's University and University of Michigan - Ann ArborNew YorkSt. John's University School of LawState Bar of New York
Tony  Harwood
Claimed Lawyer ProfileLII GoldSocial Media
Tony Harwood
New York, NY Securities Law Attorney
(212) 867-6820
Fordham University School of LawCornell UniversityU.S. Court of Appeals 2nd Circuit, U.S. Court of Appeals Federal Circuit, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkMartindale-Hubbell and Super LawyersNew York State Bar Association, American Bar Association...Report of the Commercial and Federal Litigation Section on Threatening Disciplinary Action Against Attorneys in New York, Report on the Proposed Amendment to Rule of Professional Conduct 8.4 Regulating Lawyers' Supervision of Undercover Investigations...
Mark Strauss
Claimed Lawyer ProfileSocial MediaResponsive Law
Mark Strauss
New York, NY Securities Law Attorney
(212) 729-9496
Fordham University School of LawCornell UniversityU.S. District Courts, Eastern and Southern Districts of New York, U.S. District Courts, Northern, Southern, and Central Districts of California, New York and CaliforniaState Bar of New York and California State BarUS Company Settles Whistleblower Lawsuit, Pays for Importer’s Customs Fraud; Prosecution a Warning to US Companies that Source Goods from Abroad, Trade Enforcement under Trump Likely to Involve Expanded Use of U.S. Whistleblower Statute; U.S. False Claims Act qui tam provision emerging as important tool for policing import/export violations...
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
Robert R. Miller
New York, NY Securities Law Attorney
(212) 696-1999
New York University School of LawUniversity of WyomingNew YorkState Bar of New York
Joseph A. Gershman
PREMIUM
Joseph A. Gershman
Securities Lawyer Serving Chappaqua, NY
Skilled & Dedicated Legal Representation for Your Complex Security Law Matters!
Joseph A. Gershman is a partner of Rich, Intelisano & Katz. His practice focuses on complex commercial, securities, real estate and bankruptcy litigation. Mr. Gershman is rated by Martindale-Hubbell Peer Review... Read More »
Mary Curry
PREMIUM
Mary Curry
Securities Lawyer Serving Chappaqua, NY
New York Securities Law Attorney
State Bar of New York

The LII Lawyer Directory contains lawyers who have claimed their profiles and are actively seeking clients. Find more Chappaqua Securities Lawyers in the Justia Legal Services and Lawyers Directory which includes profiles of more than one million lawyers licensed to practice in the United States, in addition to profiles of legal aid, pro bono and legal service organizations.

Lawyers - Claim and update full profiles for free!