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Robert L. Herskovits

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Robert L. Herskovits

Free consultation, experienced representation in securities law cases. Call now!

(212) 897-5410
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Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and... Read More »

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Diane Mall Sammarco

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Diane Mall Sammarco

Skillful Securities Law Attorney! Call Today!

(212) 684-0300

Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and... Read More »

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Darryl J. Bouganim

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Darryl J. Bouganim

Free Consultation! Experienced & Effective Securities Law Representation!

(212) 943-1233

Darryl Bouganim is a securities attorney with an impressive track record in his representation of defrauded investors and securities industry employees with employment issues, having won awards and favorable verdicts... Read More »

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Jenice Malecki

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Jenice Malecki

New York, NY Securities Law Attorney with 28 years of experience

(212) 943-1233
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Super Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee and The PIABA Foundation

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Michael S. Komar

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Michael S. Komar

White Plains, NY Securities Law Attorney with 37 years of experience

(914) 949-0222

Association of the Bar of the City of New York and New York State Bar

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Mary Madeline Roberts

New York, NY Securities Law Attorney

(212) 859-5071The University of Chicago Law SchoolTufts UniversityNew YorkSuperlawyers , Superlawyers , Tufts University and Phi Sigma Alpha Honors Society for Political ScienceState Bar of New York and New York City Bar AssociationNavigating the SEC’s Updated Advertising Restrictions: A Lesson for Fund Managers in Preparing Solicitation Materials and Preventing Past Performance from Impeding Future Results,”

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Robert L. Herskovits

New York, NY Securities Law Attorney

(212) 897-5410Benjamin N. Cardozo School of LawSyracuse University2nd Circuit, New York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and U.S. Supreme CourtSuper Lawyers, Super Lawyers, Super Lawyers and Super LawyersAmerican Bar Association and New York County Lawyers' AssociationWhat FAs Need to Know About Form U4 and Form U5 Expungement, Elder Abuse in the Securities Industry...

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Bradley L. Henry

New York, NY Securities Law Attorney

(212) 730-7700University of Tennessee College of Law and Florida Coastal School of LawUniversity of Tennessee - Chattanooga11th Circuit, 2nd Circuit, 4th Circuit, 6th Circuit, New York, Tennessee and TexasSuperlawyers , Martindale, Lead Counsel and National Trial Lawyers AssociationTennessee Bar, National Association of Criminal Defense Lawyers...Probe Into NCAA Basketball Reies on Unusual Legal Theories and Accused BlackShades hacker seeks to back out of plea deal

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Adam Gana

New York, NY Securities Law Attorney

(800) 810-4262New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...

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Rogelio J. Carrasquillo

NEW YORK, NY Securities Law Attorney

(646) 948-1880University of Pennsylvania Law School and Georgetown UniversityNew YorkEB5 Investors Magazine, EB5 Investors Magazine, Super Lawyers and Super LawyersNew York State BarHow House Joint Resolution 123 Impacts EB- 5 and EB-5 Reform: What To Expect After SEC Jay Peak Enforcement

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Mark J. Astarita

New York, NY Securities Law Attorney

(212) 509-6544New York Law SchoolCity University of New York - Queens CollegeNew Jersey, New York, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York, United States District Court for the District of New Jersey, United States District Court for the Northern District of New York, United States District Court for the Western District of New York, United States Tax Court, 2nd Circuit, 3rd Circuit and U.S. Supreme CourtMartindale-HubbellNew York County Lawyers Association and New York State BarIntroduction to Securities Arbitration, Enforcement of Arbitration Awards...

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Ross B. Intelisano

New York, NY Securities Law Attorney

(212) 684-0300Brooklyn Law SchoolLehigh UniversityNew York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and 2nd CircuitNew York Super LawyersNew York State Bar, Association of the Bar of the City of New York...Ending the 212 Clique and Essay

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Jeffrey Michael Haber

Melville, NY Securities Law Attorney

(631) 574-4454Hofstra UniversityState University of New York - Buffalo2nd Circuit, 6th Circuit, New York, United States District Court for the Eastern District of New York and United States District Court for the Southern District of New YorkSuper Lawyers Magazine, Super Lawyers Magazine, Super Lawyers Magazine, Business Edition, The Legal 500...The Association of the Bar of the City of New York and New York State BarWill the Public Disclosure Bar Be the Next Provision of the False Claims Act to Be Reviewed by the U.S. Supreme Court? and Does the PSLRA’s Notice Requirement Apply Solely to PSLRA Claims? Poptech v. Stewardship Investment Advisors – A Case of First Impression in the Second Circuit

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Jonathan C Dunsmoor

Buffalo, NY Securities Law Attorney

(716) 371-1936SUNY Buffalo Law School and Elon University School of LawUniversity of South Carolina - ColumbiaNew YorkState Bar of New YorkThe Guide to a Dual Listing on the OTC Markets and Social Services and Constitutional Rights, a Balancing Act

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Barry R. Lax

New York, NY Securities Law Attorney

(212) 696-1999Yeshiva University, Benjamin N. Cardozo School of LawEmory University2nd Circuit, U.S. District Courts, Eastern, Southern & Western Districts of New York and New YorkThomson ReutersAssociation of the Bar of the City of New York, New York City Bar Association...Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses

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Brian J. Neville

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Brian J. Neville

Free Consultation! Successful & Experienced Attorney! Dedicated Representation!

(212) 696-1999
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Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal... Read More »

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Eric Villarreal

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Eric Villarreal

New York, NY Securities Law Attorney

(800) 810-4262
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Illinois Bar Association and American Bar Association

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Sonya Tien

New York, NY Securities Law Attorney

(212) 810-7688Columbia Law SchoolUniversity of North Carolina - Chapel HillUnited States District Court, Eastern District of New York, United States District Court, Eastern District of North Carolina, United States District Court, Southern District of New York, New York and North CarolinaSuper LawyersNorth Carolina Advocates for Justice, Tenth Judicial District...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative

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Thomas Perry Setser

Rochester, NY Securities Law Attorney

(585) 492-4700Mississippi College School of LawMississippi State UniversityMississippi, New York and Northern and Southern Federal District Courts of MississippiTop Secret/SCI, U.S. Navy, U.S. Marine Corps and U.S. NavyMississippi State Bar and New York State Bar

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Ralph Behr

New York, NY Securities Law Attorney

(800) 761-3446Maurice A. Deane School of Law at Hofstra UniversityState University of New York - AlbanyFederal Circuit, Florida, New York, Oregon, U.S. District Court, Middle District of Florida, U.S. District Court, Southern District of Florida, U.S. District Court, Western District of Pennsylvania, U.S. Supreme Court and Federal CircuitAmerican Research Corporation, Florida Consumer Guidebook, International Who's Who and The International Dictionary of BiographyOregon State Bar, Florida Association of Criminal Defense Lawyers...CAN THE POLICE LIE TO ME? and Index to Florida Criminal Jury Instructions

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Marc Fitapelli

New York, NY Securities Law Attorney

(877) 238-4175Maurice A. Deane School of Law at Hofstra UniversitySaint Francis CollegeNew Jersey, New York and U.S. District Court, Southern District of New YorkSuper Lawyers and Million Dollar Advocates ForumReal Estate Board of New York and New York City Bar AssociationClose Faster and Avoid Unpleasant Surprises and 10 Lease Issues that Can Kill A Deal

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Jenice Malecki

New York, NY Securities Law Attorney

(212) 943-1233New York Law SchoolManhattanville College2nd Circuit, District of Columbia, Massachusetts, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkSuper Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee, The PIABA Foundation...Cross Examination of the Broker in Product Cases, Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action...

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Thomas Ajamie

New York, NY Securities Law Attorney

(713) 860-1600University of Notre DameArizona State UniversityTexas and New YorkBest Lawyers, The National Law Journal, The National Law Journal, Chambers USA...State Bar of Texas, State Bar of New York...Commentary: Help for Securities Fraud Plaintiffs Seeking Class Certification, Expert Witnesses...

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Neil Fridman

New York, NY Securities Law Attorney

(212) 262-9823St. John's University School of LawSt. John's University and University of Michigan - Ann ArborNew YorkSt. John's University School of LawState Bar of New York

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Louis A Russo

New York, NY Securities Law Attorney

(929) 262-1101Maurice A. Deane School of Law at Hofstra UniversityVillanova University2nd Circuit, District of Columbia, New York and New JerseySuper Lawyers, Martindale, Avvo and MartindaleState Bar of New York and Chartered Institute of ArbitratorsRusso Law LLC Blog

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Ryan Gordon Blanch

New York, NY Securities Law Attorney

(212) 268-9700Southern Methodist UniversityUniversity of California - Los AngelesNew York and 2nd CircuitSuper Lawyers, Martindale Hubbell, National Trial Lawyers and AVVO Attorney Rating AgencyThe Association of the Bar of the City of New York, New York County Lawyers Association...Mr. Blanch has appeared on television as an expert criminal defense attorney / commentator., New White Sox Scandal Alleges over 30,000 Fraudulent Tickets...

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Ekaterina Mouratova

New York, NY Securities Law Attorney

(212) 203-2460Pace Law SchoolNew YorkYork City Bar Association and New York State Bar AssociationBusiness Law for Entrepreneurs.

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