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Robert L. Herskovits
Robert L. Herskovits
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Robert L. Herskovits

Free consultation, experienced representation in securities law cases. Call now!

Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and... Read More »
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Robert J. Grand
Robert J. Grand
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Robert J. Grand

New York, NY Securities Law Attorney with 26 years of experience

New York State Bar
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Gregory A. Frank
Gregory A. Frank
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Gregory A. Frank

Free Consultation! Successful & Experienced Securities Law Attorney! Call Now!

Super LawyersAmerican Society of Pharmacy Law and Association of the Bar of the City of New York
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Matthew C. Plant
Matthew C. Plant
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Matthew C. Plant

New York, NY Securities Law Attorney with 22 years of experience

The New York City Bar Association and New York State Bar
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Jaimie F. Dockray
Jaimie F. Dockray
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Jaimie F. Dockray

Experienced Securities Arbitration & Litigation Attorney! Skilled Advocacy!

Jaimie Fried Dockray joined Rich, Intelisano & Katz, LLP as Special Counsel in 2013. She represents both individuals and employers in employment-related matters. Ms. Dockray has extensive experience representing... Read More »
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Ross B. Intelisano
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Ross B. Intelisano
New York, NY Securities Law Attorney
(212) 684-0300Brooklyn Law SchoolLehigh UniversityNew York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and 2nd CircuitNew York Super LawyersNew York State Bar, Association of the Bar of the City of New York...Ending the 212 Clique and Essay
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Mary Madeline Roberts
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Mary Madeline Roberts
New York, NY Securities Law Attorney
(212) 859-5071The University of Chicago Law SchoolTufts UniversityNew YorkSuperlawyers , Superlawyers , Tufts University and Phi Sigma Alpha Honors Society for Political ScienceState Bar of New York and New York City Bar AssociationNavigating the SEC’s Updated Advertising Restrictions: A Lesson for Fund Managers in Preparing Solicitation Materials and Preventing Past Performance from Impeding Future Results,”
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Adam Gana
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Adam Gana
New York, NY Securities Law Attorney
(800) 810-4262New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...
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Jenice Malecki
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Jenice Malecki
New York, NY Securities Law Attorney
(212) 943-1233New York Law SchoolManhattanville College2nd Circuit, District of Columbia, Massachusetts, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkSuper Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee, The PIABA Foundation...Cross Examination of the Broker in Product Cases, Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action...
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Ralph Behr
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Ralph Behr
New York, NY Securities Law Attorney
(800) 761-3446Maurice A. Deane School of Law at Hofstra UniversityState University of New York - AlbanyFederal Circuit, Florida, New York, Oregon, U.S. District Court, Middle District of Florida, U.S. District Court, Southern District of Florida, U.S. District Court, Western District of Pennsylvania, U.S. Supreme Court and Federal CircuitAmerican Research Corporation, Florida Consumer Guidebook, International Who's Who and The International Dictionary of BiographyOregon State Bar, Florida Association of Criminal Defense Lawyers...CAN THE POLICE LIE TO ME? and Index to Florida Criminal Jury Instructions
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Jeffrey Michael Haber
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Jeffrey Michael Haber
Melville, NY Securities Law Attorney
(631) 574-4454Hofstra UniversityState University of New York - Buffalo2nd Circuit, 6th Circuit, New York, United States District Court for the Eastern District of New York and United States District Court for the Southern District of New YorkSuper Lawyers Magazine, Super Lawyers Magazine, Super Lawyers Magazine, Business Edition, The Legal 500...The Association of the Bar of the City of New York and New York State BarWill the Public Disclosure Bar Be the Next Provision of the False Claims Act to Be Reviewed by the U.S. Supreme Court? and Does the PSLRA’s Notice Requirement Apply Solely to PSLRA Claims? Poptech v. Stewardship Investment Advisors – A Case of First Impression in the Second Circuit
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Thomas Perry Setser
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Thomas Perry Setser
Rochester, NY Securities Law Attorney
(585) 492-4700Mississippi College School of LawMississippi State UniversityMississippi, New York and Northern and Southern Federal District Courts of MississippiTop Secret/SCI, U.S. Navy, U.S. Marine Corps and U.S. NavyMississippi State Bar and New York State Bar
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Brian J. Neville
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Brian J. Neville
New York, NY Securities Law Attorney
(212) 696-1999New York University School of LawUniversity of Scranton2nd Circuit, New Jersey, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkSuper LawyersNew York County Lawyers' Association and Association of the Bar of the City New York
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Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Attorney
(646) 948-1880University of Pennsylvania Law School and Georgetown UniversityNew YorkEB5 Investors Magazine, EB5 Investors Magazine, Super Lawyers and Super LawyersNew York State BarHow House Joint Resolution 123 Impacts EB- 5 and EB-5 Reform: What To Expect After SEC Jay Peak Enforcement
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Robert L. Herskovits
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Robert L. Herskovits
New York, NY Securities Law Attorney
(212) 897-5410Benjamin N. Cardozo School of LawSyracuse University2nd Circuit, New York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and U.S. Supreme CourtSuper Lawyers, Super Lawyers, Super Lawyers and Super LawyersAmerican Bar Association and New York County Lawyers' AssociationWhat FAs Need to Know About Form U4 and Form U5 Expungement, Elder Abuse in the Securities Industry...
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Christopher Keogh
Christopher Keogh
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Christopher Keogh

New York, NY Securities Law Attorney

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Diane Mall Sammarco
Diane Mall Sammarco
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Diane Mall Sammarco

Skillful Securities Law Attorney! Call Today!

Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and... Read More »
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Bradley L. Henry
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Bradley L. Henry
New York, NY Securities Law Attorney
(212) 730-7700University of Tennessee College of Law and Florida Coastal School of LawUniversity of Tennessee - Chattanooga11th Circuit, 2nd Circuit, 4th Circuit, 6th Circuit, New York, Tennessee and TexasSuperlawyers , Martindale, Lead Counsel and National Trial Lawyers AssociationTennessee Bar, National Association of Criminal Defense Lawyers...Probe Into NCAA Basketball Reies on Unusual Legal Theories and Accused BlackShades hacker seeks to back out of plea deal
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Asher Hawkins
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Asher Hawkins
New York, NY Securities Law Attorney
(800) 497-8076New York Law SchoolUniversity of PennsylvaniaNew York, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New YorkAmerican Bankruptcy Institute and New York Law SchoolNew York City Bar Association and New York State BarPiloting Through §546’s Safe Harbors in the Wake of Lyondell, Tribune and Barclay’s and Spokeo's Federalism Problem
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Neil Fridman
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Neil Fridman
New York, NY Securities Law Attorney
(212) 262-9823St. John's University School of LawSt. John's University and University of Michigan - Ann ArborNew YorkSt. John's University School of LawState Bar of New York
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Thomas Ajamie
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Thomas Ajamie
New York, NY Securities Law Attorney
(713) 860-1600University of Notre DameArizona State UniversityTexas and New YorkBest Lawyers, The National Law Journal, The National Law Journal, Chambers USA...State Bar of Texas, State Bar of New York...Commentary: Help for Securities Fraud Plaintiffs Seeking Class Certification, Expert Witnesses...
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Brandon S. Schwartz
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Brandon S. Schwartz
New York, NY Securities Law Attorney
(646) 844-5915New York Law SchoolIndiana University - Indiana University-Bloomington and Syracuse UniversityNew York and United States District Court for the Southern District of New YorkNew York State Bar Association and Association of the Bar of the City of New York
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Gregory A. Frank
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Gregory A. Frank
New York, NY Securities Law Attorney
(800) 497-8076Georgetown University Law CenterDartmouth CollegeNew York, US District Court Eastern District of New York and US District Court Southern District of New YorkSuper LawyersAmerican Society of Pharmacy Law, Association of the Bar of the City of New York...Market Forces and Competitive Concerns in the Development of the Healthcare Information Technology Marketplace and Spokeo's Federalism Problem
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Sonya Tien
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Sonya Tien
New York, NY Securities Law Attorney
(212) 810-7688Columbia Law SchoolUniversity of North Carolina - Chapel HillUnited States District Court, Eastern District of New York, United States District Court, Eastern District of North Carolina, United States District Court, Southern District of New York, New York and North CarolinaSuper LawyersNorth Carolina Advocates for Justice, Tenth Judicial District...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
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Christopher J. Gray
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Christopher J. Gray
New York, NY Securities Law Attorney
(866) 966-9598Georgetown UniversityUniversity of Wisconsin - Madison2nd Circuit, U.S. District Courts in New York, U.S. District Courts in North Dakota, U.S. District Courts in Ohio, U.S. District Courts in Texas and U.S. Supreme CourtPublic Investors Arbitration Bar AssociationAmerican Bar Association, Public Investors Arbitration Bar Association...The Vivendi Case
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Frank Xu
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Frank Xu
New York, NY Securities Law Attorney
(212) 488-2580The George Washington University Law School, Columbia Law School and Peking University Law SchoolNew YorkNew York State Bar
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Stuart David Meissner
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Stuart David Meissner
New York, NY Securities Law Attorney
(866) 764-3100New York University School of Law and Maurice A. Deane School of Law at Hofstra UniversityNew YorkAssociation of the Bar of the City of New York and New York State Bar
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Steven T. Davis
Steven T. Davis
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Steven T. Davis

New York, NY Securities Law Attorney

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Barry R. Lax
Barry R. Lax
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Barry R. Lax

Free Consultation! Exceptional Lawyer! Advocacy for Complex Securities Matters!

Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the... Read More »
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