New York Securities Lawyers

Jason Humble
(800) 259-9010
Houston, TX Securities Law Attorney
3 years experience
Jonathan Kurta
(877) 238-4175
New York, NY Securities Law Attorney
9 years experience
Marvin L. Frank
(800) 497-8076
New York, NY Securities Law Attorney
26 years experience
David Miller
(212) 618-1330
New York, NY Securities Law Attorney
7 years experience
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial Media
New York, NY Securities Law Attorney.
(212) 859-5071The University of Chicago Law SchoolTufts UniversityNew YorkTufts University and Phi Sigma Alpha Honors Society for Political ScienceState Bar of New York and New York City Bar AssociationNavigating the SEC’s Updated Advertising Restrictions: A Lesson for Fund Managers in Preparing Solicitation Materials and Preventing Past Performance from Impeding Future Results,”
Jenice Malecki
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 943-1233New York Law SchoolManhattanville College2nd Circuit, DC, Massachusetts, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkSuper Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee, The PIABA Foundation...Cross Examination of the Broker in Product Cases, Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action...
Ekaterina Mouratova
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(212) 203-2460Pace Law SchoolNew YorkYork City Bar Association and New York State Bar AssociationBusiness Law for Entrepreneurs.
Frank Xu
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(212) 488-2580The George Washington University Law School, Peking University Law School and Columbia Law SchoolNew YorkNew York State Bar
Jonathan Kurta
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(877) 238-4175Maurice A. Deane School of Law at Hofstra UniversityNew York UniversityNew Jersey and New YorkNew York Super Lawyers and Martindale-HubbellNew York City Bar Association and Public Investors Arbitration Bar Association (PIABA)
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ALII GoldSocial Media
New York, NY Securities Law Attorney.
(212) 209-1005Hofstra UniversityState University of New York - Buffalo2nd Circuit, 6th Circuit, New York, United States District Court for the Eastern District of New York and United States District Court for the Southern District of New YorkSuper Lawyers Magazine, Super Lawyers Magazine, Business Edition, The Legal 500, Super Lawyers Magazine...The Association of the Bar of the City of New York and New York State BarDoes the PSLRA’s Notice Requirement Apply Solely to PSLRA Claims? Poptech v. Stewardship Investment Advisors – A Case of First Impression in the Second Circuit and Schleicher v. Wendt Impact: The Seventh Circuit Splits with the Fifth Circuit on Class Certification Requirements
David W. Schmidt
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(888) 847-2529Syracuse University College of LawNew Jersey and New YorkCarroll Gardens Association, Inc., Securities Industry and Financial Markets Association...
Adam Julien Gana
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(800) 810-4262New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association ...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...
Samuel B. Edwards
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 618-1330University of Houston - Main Campus and Georgetown University Law CenterUniversity of Texas - AustinTexasSuper LawyersState Bar of Texas and Public Investors Arbitration Bar Association
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(800) 497-8076New York Law SchoolCity University of New York - Baruch College and The City College of New YorkNew Jersey, New York, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York, 2nd Circuit, 7th Circuit, U.S. Supreme Court, U.S. District Court Eastern District of Michigan and U.S. District Court Northern District of TexasNew York State Bar and Emerald Green Property Owners AssociationSecurities Class Actions: Improving Corporate Governance Through Accountability and Staying Derivative Action Pursuant to PSLRA and SLUSA
Mark J. Astarita
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(212) 509-6544New York Law SchoolNew Jersey, New York, 2nd Circuit, 3rd Circuit and U.S. Supreme CourtUnited States Supreme Court and New York State BarThe Wells Notice in SEC and NASD Investigations, Tips for Responding to an SEC Subpoena...
William S. Shepherd
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 618-1330South Texas College of Law and Georgetown University Law CenterUniversity of the South in SewaneeTexasSuper LawyersTexas State Bar
Joseph Andrew Gershman
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 684-0300Harvard Law SchoolPrinceton University2nd Circuit, U.S. District Court, District of Colorado, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkThe Legal Aid Society and Martindale-Hubbell Peer Review ratingsAssociation of the Bar of the City of New York and Federal Bar Council - Second Circuit Courts Committee
John Tollefsen
Claimed Lawyer Profile
New York, NY Securities Law Attorney.
(212) 964-1960University of Washington School of Law, Suffolk University and Willamette UniversityOregon, Washington, 9th Circuit, New York and U.S. Supreme CourtAssociation of Certified Fraud ExaminersAmerican Bar Association, New York Bar Association...The Importance of Being Earnest: An Environmental Whistleblower's Guide to Protection Under SOx § 806 and Dodd-Frank
David I. Wax
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(800) 810-4262Fordham University School of Law and University of Michigan Law SchoolEastern District of New York, New York and Southern District of New YorkNew York State Bar
Kirk G. Smith
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 618-1330South Texas College of LawLoyola University New OrleansTexasState Bar of Texas and Public Investors Arbitration Bar Association
Umar Farooq
Claimed Lawyer ProfileSocial Media
Buffalo, NY Securities Law Attorney.
(716) 235-1825SUNY Buffalo Law SchoolNew York and DC
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(212) 318-3000Harvard Law School and Yale UniversityCity University of New York - Baruch CollegeDC and New YorkAmerican Bar Foundation, ...Staying Ahead of the Curve in Complying with Current and Anticipated Securities Regulations, M&A in 2012: Understanding the Tender Offer...
Mary Grace White
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999New York University School of LawUniversity of WashingtonNew YorkState Bar of New York
Darryl J. Bouganim
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(212) 943-1233Michigan State UniversityYork University and Illinois Institute of TechnologyNew Jersey and New YorkPublic Investors Arbitration Bar Association (PIABA) and New York City Bar Association: Disability Law Committee and Enhance Diversity in the Profession Committee
Jay P. Saltzman
(800) 497-8076
New York, NY Securities Law Attorney
22 years experience

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