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Jonathan S. Berck
Dutchess County, NY Securities Law Attorney
(845) 335-7026Harvard Law School and Columbia Law SchoolSwarthmore College and University of Tuebingen, GermanyNew Jersey, New York, District of Columbia and England & WalesNew York State Bar Association and American Bar Association
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Neil Stanley Belloff
Putnam County, NY Securities Law Attorney
(845) 208-3672Quinnipiac University School of Law and Georgetown University Law CenterCity University of New York - Queens College and New York UniversityConnecticut, New Jersey and New York
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Keith M. Fleischman
Westchester County, NY Securities Law Attorney
(914) 278-5100California Western School of LawUniversity of VermontNew York, 2nd Circuit, U.S. Supreme Court, 1st Circuit, 9th Circuit, Wyoming and 3rd CircuitOutward Bound, California Western School of Law...
![John R. Menz]( "John R. Menz")
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John R. Menz
Westchester County, NY Securities Law Attorney
(914) 949-0222Columbia Law SchoolState University of New York - AlbanyU.S. Supreme Court, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York and New YorkAssociation of the Bar of the City of New York and New York State Bar
![Andrew O'Toole]( "Andrew O'Toole")
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Andrew O'Toole
Westchester County, NY Securities Law Attorney
Harvard UniversityColumbia UniversityConnecticut, D. Conn., E.D.N.Y., New York, S.D.N.Y., 2nd Circuit and U.S. Supreme Court
![Michael S. Komar]( "Michael S. Komar")
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Michael S. Komar
Westchester County, NY Securities Law Attorney
(914) 949-0222Cornell UniversitySt. Bonaventure University2nd Circuit, 3rd Circuit, United States Bankruptcy Court for the Northern and Western Districts of New York, United States District Court for the Northern, Southern, Eastern and Western Districts of New York and New YorkAssociation of the Bar of the City of New York and New York State Bar
![Paul M. Freeman]( "Paul M. Freeman")
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Paul M. Freeman
Columbia County, NY Securities Law Attorney
(518) 828-2021Albany Law School and Cornell UniversityNew York and 2nd CircuitAmerican Association for Justice and New York State Bar
![Julie Debra Globus]( "Julie Debra Globus")
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Julie Debra Globus
Rockland County, NY Securities Law Attorney
(845) 634-2250RutgersHebrew University of Jerusalem - Mt. Scopus Campus, Hebrew University of Jerusalem - Mt. Scopus Campus and Skidmore CollegeNew Jersey and New YorkNew York State Bar and New Jersey Bar
![Sonya Tien]( "Sonya Tien")
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Sonya Tien
New York County, NY Securities Law Attorney
(212) 810-7688Columbia Law SchoolUniversity of North Carolina - Chapel Hill9th Circuit, California, Federal Circuit, New York, North Carolina, U.S. District Court, Eastern & Southern Districts of New York, U.S. District Court, Eastern & Western Districts of North Carolina and U.S. District Court, Northern & Central Districts of CaliforniaSuper Lawyers, The National Trial Lawyers and The National Trial LawyersLos Angeles County Bar Association, National Asian Pacific American Bar Association...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
![Ross B. Intelisano]( "Ross B. Intelisano")
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Ross B. Intelisano
New York County, NY Securities Law Attorney
(212) 684-0300Brooklyn Law SchoolLehigh UniversityNew York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and 2nd CircuitNew York Super LawyersNew York State Bar, Association of the Bar of the City of New York...Ending the 212 Clique and Essay
![Jenice Malecki]( "Jenice Malecki")
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Jenice Malecki
New York County, NY Securities Law Attorney
(212) 943-1233New York Law SchoolManhattanville College2nd Circuit, District of Columbia, Massachusetts, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkSuper Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee, The PIABA Foundation...Cross Examination of the Broker in Product Cases, Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action...
![Mark J. Astarita]( "Mark J. Astarita")
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Mark J. Astarita
New York County, NY Securities Law Attorney
(212) 509-6544New York Law SchoolCity University of New York - Queens CollegeNew Jersey, New York, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York, United States District Court for the District of New Jersey, United States District Court for the Northern District of New York, United States District Court for the Western District of New York, United States Tax Court, 2nd Circuit, 3rd Circuit and U.S. Supreme CourtMartindale-HubbellFinancial Industry Regulatory Authority and New York County Lawyers AssociationIntroduction to Securities Arbitration, Enforcement of Arbitration Awards...
![Robert L. Herskovits]( "Robert L. Herskovits")
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Robert L. Herskovits
New York County, NY Securities Law Attorney
(212) 897-5410Benjamin N. Cardozo School of LawSyracuse University2nd Circuit, New York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and U.S. Supreme CourtThomson Reuters, Thomson Reuters, Thomson Reuters, Super Lawyers...American Bar Association and New York County Lawyers' AssociationWhat FAs Need to Know About Form U4 and Form U5 Expungement, Elder Abuse in the Securities Industry...
![Bradley L. Henry]( "Bradley L. Henry")
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Bradley L. Henry
New York County, NY Securities Law Attorney
(212) 730-7700University of Tennessee College of Law and Florida Coastal School of LawUniversity of Tennessee - Chattanooga11th Circuit, 2nd Circuit, 4th Circuit, 6th Circuit, New York, Tennessee and TexasSuperlawyers , Martindale, Lead Counsel and National Trial Lawyers AssociationTennessee Bar, National Association of Criminal Defense Lawyers...Probe Into NCAA Basketball Reies on Unusual Legal Theories and Accused BlackShades hacker seeks to back out of plea deal
![Adam Gana]( "Adam Gana")
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Adam Gana
New York County, NY Securities Law Attorney
(800) 810-4262New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...
![Jeffrey Michael Haber]( "Jeffrey Michael Haber")
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Jeffrey Michael Haber
New York County, NY Securities Law Attorney
(212) 209-1005Hofstra UniversityState University of New York - Buffalo2nd Circuit, 6th Circuit, New York, United States District Court for the Eastern District of New York and United States District Court for the Southern District of New YorkSuper Lawyers Magazine, Super Lawyers Magazine, Super Lawyers Magazine, Business Edition, The Legal 500...The Association of the Bar of the City of New York and New York State BarWill the Public Disclosure Bar Be the Next Provision of the False Claims Act to Be Reviewed by the U.S. Supreme Court? and Does the PSLRA’s Notice Requirement Apply Solely to PSLRA Claims? Poptech v. Stewardship Investment Advisors – A Case of First Impression in the Second Circuit
![Brian J. Neville]( "Brian J. Neville")
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Brian J. Neville
(212) 696-1999New York University School of LawUniversity of Scranton2nd Circuit, New Jersey, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New York
![Barry R. Lax]( "Barry R. Lax")
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Barry R. Lax
New York County, NY Securities Law Attorney
(212) 696-1999Yeshiva University, Benjamin N. Cardozo School of LawEmory University2nd Circuit, U.S. District Courts, Eastern, Southern & Western Districts of New York and New YorkThomson ReutersAssociation of the Bar of the City of New York, New York City Bar Association...Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses
![Asher Hawkins]( "Asher Hawkins")
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Asher Hawkins
New York County, NY Securities Law Attorney
(800) 497-8076New York Law SchoolUniversity of PennsylvaniaNew York, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New YorkAmerican Bankruptcy Institute and New York Law SchoolNew York City Bar Association and New York State BarPiloting Through §546’s Safe Harbors in the Wake of Lyondell, Tribune and Barclay’s and Spokeo's Federalism Problem
![Tony Harwood]( "Tony Harwood")
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Tony Harwood
New York County, NY Securities Law Attorney
(212) 867-6820Fordham University School of LawCornell UniversityU.S. Court of Appeals 2nd Circuit, U.S. Court of Appeals Federal Circuit, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkMartindale-Hubbell and Super LawyersNew York State Bar Association, American Bar Association...Report of the Commercial and Federal Litigation Section on Threatening Disciplinary Action Against Attorneys in New York, Report on the Proposed Amendment to Rule of Professional Conduct 8.4 Regulating Lawyers' Supervision of Undercover Investigations...
