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Sonya Tien
New York, NY Securities Law Attorney
(212) 810-7688Columbia Law SchoolUniversity of North Carolina - Chapel Hill9th Circuit, California, Federal Circuit, New York, North Carolina, U.S. District Court, Eastern & Southern Districts of New York, U.S. District Court, Eastern & Western Districts of North Carolina and U.S. District Court, Northern & Central Districts of CaliforniaSuper Lawyers, The National Trial Lawyers and The National Trial LawyersLos Angeles County Bar Association, National Asian Pacific American Bar Association...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
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Barry R. Lax
New York, NY Securities Law Attorney
(212) 696-1999Yeshiva University, Benjamin N. Cardozo School of LawEmory University2nd Circuit, U.S. District Courts, Eastern, Southern & Western Districts of New York and New YorkThomson ReutersAssociation of the Bar of the City of New York, New York City Bar Association...Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses
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Tony Harwood
New York, NY Securities Law Attorney
(212) 867-6820Fordham University School of LawCornell UniversityU.S. Court of Appeals 2nd Circuit, U.S. Court of Appeals Federal Circuit, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkMartindale-Hubbell and Super LawyersNew York State Bar Association, American Bar Association...Report of the Commercial and Federal Litigation Section on Threatening Disciplinary Action Against Attorneys in New York, Report on the Proposed Amendment to Rule of Professional Conduct 8.4 Regulating Lawyers' Supervision of Undercover Investigations...
![Chris Warren]( "Chris Warren")
Claimed Lawyer ProfileQ&ASocial Media
Chris Warren
New York, NY Securities Law Attorney
(866) 954-7687New York Law SchoolNew YorkWhy Every Business Should Pay Attention to Privacy Laws
![Jacqueline Candella]( "Jacqueline Candella")
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Jacqueline Candella
New York, NY Securities Law Attorney
(212) 943-1233New York Law SchoolPace UniversityNew YorkStaten Island Walk Like MADD and National Association of Women LawyersNFTs may change music industry, but may have to cross regulatory path
![Neil Fridman]( "Neil Fridman")
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Neil Fridman
New York, NY Securities Law Attorney
(212) 262-9823St. John's University School of LawSt. John's University and University of Michigan - Ann ArborNew YorkSt. John's University School of LawState Bar of New York
![Adam J. Weinstein]( "Adam J. Weinstein")
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Adam J. Weinstein
New York, NY Securities Law Attorney
(800) 810-4262New York Law SchoolLehigh UniversityNew Jersey, New York, United States District Courts for the District of New Jersey, United States District Courts for the Eastern District of New York and United States District Courts for the Southern District of New YorkSuper LawyersPublic Investors Advocate Bar Association (PIABA) and New York City Bar AssociationFINRA’s Arbitration Agreement: Second Class Status? and Broker-Deal Licensing: Understanding the Role and Limitations of the Series 6 License
![Robert W. Anderson]( "Robert W. Anderson")
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Robert W. Anderson
New York, NY Securities Law Attorney
(212) 742-3390Fordham University School of LawRutgers University - Newark and Bucknell UniversityNew Jersey, United States District Court for the District of New Jersey and New YorkBoard of Directors of Good GriefAmerican Bar Association and Association for Corporate Growth - New JerseyCustomer Data, FTC Red Flags Rules and Your Business, Cybersecurity and the Importance of Attorney-Client Privilege...
![Brent Adam Burns]( "Brent Adam Burns")
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Brent Adam Burns
New York, NY Securities Law Attorney
New York Law SchoolNew York UniversityNew Jersey, New York and IllinoisPublic Investor Arbitration Bar Association (PIABA), Public Investor Arbitration Bar Association (PIABA)...New FINRA Simplified Arbitration and Delay in the Implementation of the DOL Rule will Harm Investors
![Ross Evan Pitcoff]( "Ross Evan Pitcoff")
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Ross Evan Pitcoff
New York City, NY Securities Law Attorney
(646) 386-0990Fordham University School of LawNew YorkState Bar of New York
![Nuo Jia Li]( "Nuo Jia Li")
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Nuo Jia Li
New York, NY Securities Law Attorney
(925) 433-1461University of Detroit Mercy School of Law and University of WindsorHarvard University and University of WindsorMichigan and New YorkState Bar of Michigan
![Jonathan Kurta]( "Jonathan Kurta")
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Jonathan Kurta
New York, NY Securities Law Attorney
(877) 238-4175Maurice A. Deane School of Law at Hofstra UniversityNew York UniversityNew Jersey and New YorkNew York Super Lawyers and Martindale-HubbellNew York City Bar Association and Public Investors Arbitration Bar Association (PIABA)
![Brian J. Neville]( "Brian J. Neville")
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Brian J. Neville
(212) 696-1999New York University School of LawUniversity of Scranton2nd Circuit, New Jersey, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New York
![Jeffrey Linehan]( "Jeffrey Linehan")
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Jeffrey Linehan
New York, NY Securities Law Attorney
(646) 290-7033New York Law SchoolSyracuse UniversityU.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkState Bar of New York and New York State Bar Association
![Ralph Stone]( "Ralph Stone")
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Ralph Stone
New York, NY Securities Law Attorney
(212) 203-4864University of Texas School of LawColumbia UniversityNew YorkSuper Lawyer, Super Lawyer, Super Lawyer, Super Lawyer...U.S. Court of Appeals, 2nd Circuit, U.S. Court of Appeals, 11th Circuit...
![Robert R. Miller]( "Robert R. Miller")
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Robert R. Miller
New York, NY Securities Law Attorney
(212) 696-1999New York University School of LawUniversity of WyomingNew YorkState Bar of New York
![Marvin L. Frank]( "Marvin L. Frank")
Claimed Lawyer ProfileSocial Media
Marvin L. Frank
New York, NY Securities Law Attorney
(800) 497-8076New York Law SchoolThe City College of New York and City University of New York - Baruch CollegeNew Jersey, New York, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York, 2nd Circuit, 7th Circuit, U.S. Supreme Court, U.S. District Court Eastern District of Michigan and U.S. District Court Northern District of TexasNew York State Bar and Emerald Green Property Owners AssociationSecurities Class Actions: Improving Corporate Governance Through Accountability and Staying Derivative Action Pursuant to PSLRA and SLUSA
![Mark Strauss]( "Mark Strauss")
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Mark Strauss
New York, NY Securities Law Attorney
(212) 729-9496Fordham University School of LawCornell UniversityU.S. District Courts, Eastern and Southern Districts of New York, U.S. District Courts, Northern, Southern, and Central Districts of California, New York and CaliforniaState Bar of New York and California State BarUS Company Settles Whistleblower Lawsuit, Pays for Importer’s Customs Fraud; Prosecution a Warning to US Companies that Source Goods from Abroad, Trade Enforcement under Trump Likely to Involve Expanded Use of U.S. Whistleblower Statute; U.S. False Claims Act qui tam provision emerging as important tool for policing import/export violations...
![Umar Farooq]( "Umar Farooq")
Claimed Lawyer ProfileSocial Media
Umar Farooq
New York, NY Securities Law Attorney
(800) 897-0255SUNY Buffalo Law SchoolNew York and District of Columbia
![Robert Van de Veire]( "Robert Van de Veire")
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Robert Van de Veire
New York, NY Securities Law Attorney
(212) 658-1852St. John's University School of LawDrew UniversityDistrict of New Jersey, Eastern District of New York, New Jersey, New York and Southern District of New YorkNew York County Lawyers Association and New York City Bar AssociationRecent Arbitration Awards (recurring column until 2016), Secondary Liability Under Section 10(B) Of The Securities Act Of 1934 And Rule 10b-5 Post-Stoneridge...
