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Sonya Tien
New York, NY Securities Law Attorney
(212) 810-7688Columbia Law SchoolUniversity of North Carolina - Chapel Hill9th Circuit, California, Federal Circuit, New York, North Carolina, U.S. District Court, Eastern & Southern Districts of New York, U.S. District Court, Eastern & Western Districts of North Carolina and U.S. District Court, Northern & Central Districts of CaliforniaSuper Lawyers, The National Trial Lawyers and The National Trial LawyersLos Angeles County Bar Association, National Asian Pacific American Bar Association...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
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Robert L. Herskovits
New York, NY Securities Law Attorney
(212) 897-5410Benjamin N. Cardozo School of LawSyracuse University2nd Circuit, New York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and U.S. Supreme CourtThomson Reuters, Thomson Reuters, Thomson Reuters, Super Lawyers...American Bar Association and New York County Lawyers' AssociationWhat FAs Need to Know About Form U4 and Form U5 Expungement, Elder Abuse in the Securities Industry...
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Thomas Ajamie
New York, NY Securities Law Attorney
(713) 860-1600University of Notre DameArizona State UniversityTexas and New YorkBest Lawyers, The National Law Journal, The National Law Journal, Chambers USA...State Bar of Texas, State Bar of New York...Commentary: Help for Securities Fraud Plaintiffs Seeking Class Certification, Expert Witnesses...
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Barry R. Lax
New York, NY Securities Law Attorney
(212) 696-1999Yeshiva University, Benjamin N. Cardozo School of LawEmory University2nd Circuit, U.S. District Courts, Eastern, Southern & Western Districts of New York and New YorkThomson ReutersAssociation of the Bar of the City of New York, New York City Bar Association...Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses
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Ross B. Intelisano
New York, NY Securities Law Attorney
(212) 684-0300Brooklyn Law SchoolLehigh UniversityNew York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and 2nd CircuitNew York Super LawyersNew York State Bar, Association of the Bar of the City of New York...Ending the 212 Clique and Essay
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Tony Harwood
New York, NY Securities Law Attorney
(212) 867-6820Fordham University School of LawCornell UniversityU.S. Court of Appeals 2nd Circuit, U.S. Court of Appeals Federal Circuit, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkMartindale-Hubbell and Super LawyersNew York State Bar Association, American Bar Association...Report of the Commercial and Federal Litigation Section on Threatening Disciplinary Action Against Attorneys in New York, Report on the Proposed Amendment to Rule of Professional Conduct 8.4 Regulating Lawyers' Supervision of Undercover Investigations...
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Mark J. Astarita
New York, NY Securities Law Attorney
(212) 509-6544New York Law SchoolCity University of New York - Queens CollegeNew Jersey, New York, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York, United States District Court for the District of New Jersey, United States District Court for the Northern District of New York, United States District Court for the Western District of New York, United States Tax Court, 2nd Circuit, 3rd Circuit and U.S. Supreme CourtMartindale-HubbellFinancial Industry Regulatory Authority and New York County Lawyers AssociationIntroduction to Securities Arbitration, Enforcement of Arbitration Awards...
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Manuel G.R. Rivera
New York, NY Securities Law Attorney
(212) 318-3000Harvard Law School and Yale UniversityCity University of New York - Baruch CollegeDistrict of Columbia and New YorkAmerican Bar Foundation,...Staying Ahead of the Curve in Complying with Current and Anticipated Securities Regulations, M&A in 2012: Understanding the Tender Offer...
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Mary Madeline Roberts
New York, NY Securities Law Attorney
(212) 616-7555The University of Chicago Law SchoolTufts UniversityNew YorkSuper LawyersState Bar of New York and New York City Bar AssociationNavigating the SEC’s Updated Advertising Restrictions: A Lesson for Fund Managers in Preparing Solicitation Materials and Preventing Past Performance from Impeding Future Results,”
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Stuart David Meissner
New York, NY Securities Law Attorney
(866) 764-3100New York University School of Law and Maurice A. Deane School of Law at Hofstra UniversityNew YorkAssociation of the Bar of the City of New York and New York State Bar
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Bradley L. Henry
New York, NY Securities Law Attorney
(212) 730-7700University of Tennessee College of Law and Florida Coastal School of LawUniversity of Tennessee - Chattanooga11th Circuit, 2nd Circuit, 4th Circuit, 6th Circuit, New York, Tennessee and TexasSuperlawyers , Martindale, Lead Counsel and National Trial Lawyers AssociationTennessee Bar, National Association of Criminal Defense Lawyers...Probe Into NCAA Basketball Reies on Unusual Legal Theories and Accused BlackShades hacker seeks to back out of plea deal
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Adam J. Weinstein
New York, NY Securities Law Attorney
(800) 810-4262New York Law SchoolLehigh UniversityNew Jersey, New York, United States District Courts for the District of New Jersey, United States District Courts for the Eastern District of New York and United States District Courts for the Southern District of New YorkSuper LawyersPublic Investors Advocate Bar Association (PIABA) and New York City Bar AssociationFINRA’s Arbitration Agreement: Second Class Status? and Broker-Deal Licensing: Understanding the Role and Limitations of the Series 6 License
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Joseph Peter Allgor
New York, NY Securities Law Attorney
(212) 897-5410UCLA School of LawUniversity of VirginiaNew Jersey, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkNew York State Bar
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Marvin L. Frank
New York, NY Securities Law Attorney
(800) 497-8076New York Law SchoolThe City College of New York and City University of New York - Baruch CollegeNew Jersey, New York, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York, 2nd Circuit, 7th Circuit, U.S. Supreme Court, U.S. District Court Eastern District of Michigan and U.S. District Court Northern District of TexasNew York State Bar and Emerald Green Property Owners AssociationSecurities Class Actions: Improving Corporate Governance Through Accountability and Staying Derivative Action Pursuant to PSLRA and SLUSA
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Neil Fridman
New York, NY Securities Law Attorney
(212) 262-9823St. John's University School of LawSt. John's University and University of Michigan - Ann ArborNew YorkSt. John's University School of LawState Bar of New York
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Robert Van de Veire
New York, NY Securities Law Attorney
(212) 658-1852St. John's University School of LawDrew UniversityDistrict of New Jersey, Eastern District of New York, New Jersey, New York and Southern District of New YorkNew York County Lawyers Association and New York City Bar AssociationRecent Arbitration Awards (recurring column until 2016), Secondary Liability Under Section 10(B) Of The Securities Act Of 1934 And Rule 10b-5 Post-Stoneridge...
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Mark Strauss
New York, NY Securities Law Attorney
(212) 729-9496Fordham University School of LawCornell UniversityU.S. District Courts, Eastern and Southern Districts of New York, U.S. District Courts, Northern, Southern, and Central Districts of California, New York and CaliforniaState Bar of New York and California State BarUS Company Settles Whistleblower Lawsuit, Pays for Importer’s Customs Fraud; Prosecution a Warning to US Companies that Source Goods from Abroad, Trade Enforcement under Trump Likely to Involve Expanded Use of U.S. Whistleblower Statute; U.S. False Claims Act qui tam provision emerging as important tool for policing import/export violations...
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Asher Hawkins
New York, NY Securities Law Attorney
(800) 497-8076New York Law SchoolUniversity of PennsylvaniaNew York, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New YorkAmerican Bankruptcy Institute and New York Law SchoolNew York City Bar Association and New York State BarPiloting Through §546’s Safe Harbors in the Wake of Lyondell, Tribune and Barclay’s and Spokeo's Federalism Problem
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T. Edward Williams
New York, NY Securities Law Attorney
(212) 417-0430The University of Denver Sturm College of LawMercer University10th Circuit, Colorado, New York and 2nd CircuitFaculty of Federal AdvocatesNew York City Bar Association, New York State Bar...
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Cesar Mejia Duenas
New York, NY Securities Law Attorney
(888) 679-6710University of Miami School of Law, University of Miami School of Law, Brooklyn Law School and Universidad Tecnológica de HondurasHonduras, New York, Florida, District of Columbia and New JerseyCoral Gables Estate Planning Council, Miami International Arbitration Society...Which law is supreme? The interplay between the New York Convention and the McCarran-Ferguson Act