Appleton Securities Lawyers

Jonathan C Dunsmoor
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Jonathan C Dunsmoor
Buffalo, NY Securities Law Attorney
(716) 371-1936SUNY Buffalo Law School and Elon University School of LawUniversity of South Carolina - ColumbiaNew YorkState Bar of New YorkThe Guide to a Dual Listing on the OTC Markets and Social Services and Constitutional Rights, a Balancing Act
Benjamin Calkins Esq
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Benjamin Calkins Esq
Hamburg, NY Securities Law Attorney
(888) 415-1740University of Michigan Law SchoolHarvard UniversityDistrict of Columbia, New York and OhioMartindale Hubbell and AvvoOhio State Bar
Thomas Perry Setser
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Thomas Perry Setser
Rochester, NY Securities Law Attorney
(585) 492-4700Mississippi College School of LawMississippi State UniversityMississippi, New York and Northern and Southern Federal District Courts of MississippiTop Secret/SCI, U.S. Navy, U.S. Marine Corps and U.S. NavyMississippi State Bar and New York State Bar
Umar Farooq
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Umar Farooq
Buffalo, NY Securities Law Attorney
(716) 235-1825SUNY Buffalo Law SchoolNew York and District of Columbia
Kevin T. O'Brien
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Kevin T. O'Brien
Buffalo, NY Securities Law Attorney
(716) 885-1150Brooklyn Law SchoolBoston University2nd Circuit and New York
Robert L. Herskovits
Claimed Lawyer ProfileBlawg SearchSocial MediaResponsive Law
Robert L. Herskovits
New York, NY Securities Law Attorney
(212) 897-5410Benjamin N. Cardozo School of LawSyracuse University2nd Circuit, New York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and U.S. Supreme CourtSuper Lawyers, Super Lawyers, Super Lawyers and Super LawyersAmerican Bar Association and New York County Lawyers' AssociationWhat FAs Need to Know About Form U4 and Form U5 Expungement, Elder Abuse in the Securities Industry...
Ralph Behr
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Ralph Behr
New York, NY Securities Law Attorney
(800) 761-3446Maurice A. Deane School of Law at Hofstra UniversityState University of New York - AlbanyFederal Circuit, Florida, New York, Oregon, U.S. District Court, Middle District of Florida, U.S. District Court, Southern District of Florida, U.S. District Court, Western District of Pennsylvania, U.S. Supreme Court and Federal CircuitAmerican Research Corporation, Florida Consumer Guidebook, International Who's Who and The International Dictionary of BiographyOregon State Bar, Florida Association of Criminal Defense Lawyers...CAN THE POLICE LIE TO ME? and Index to Florida Criminal Jury Instructions
Mary Madeline Roberts
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Mary Madeline Roberts
New York, NY Securities Law Attorney
(212) 859-5071The University of Chicago Law SchoolTufts UniversityNew YorkSuperlawyers , Superlawyers , Tufts University and Phi Sigma Alpha Honors Society for Political ScienceState Bar of New York and New York City Bar AssociationNavigating the SEC’s Updated Advertising Restrictions: A Lesson for Fund Managers in Preparing Solicitation Materials and Preventing Past Performance from Impeding Future Results,”
Adam Gana
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Adam Gana
New York, NY Securities Law Attorney
(800) 810-4262New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...
Bradley L. Henry
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Bradley L. Henry
New York, NY Securities Law Attorney
(212) 730-7700University of Tennessee College of Law and Florida Coastal School of LawUniversity of Tennessee - Chattanooga11th Circuit, 2nd Circuit, 4th Circuit, 6th Circuit, New York, Tennessee and TexasSuperlawyers , Martindale, Lead Counsel and National Trial Lawyers AssociationTennessee Bar, National Association of Criminal Defense Lawyers...Probe Into NCAA Basketball Reies on Unusual Legal Theories and Accused BlackShades hacker seeks to back out of plea deal
Jenice Malecki
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Jenice Malecki
New York, NY Securities Law Attorney
(212) 943-1233New York Law SchoolManhattanville College2nd Circuit, District of Columbia, Massachusetts, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkSuper Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee, The PIABA Foundation...Cross Examination of the Broker in Product Cases, Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action...
Thomas Ajamie
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Thomas Ajamie
New York, NY Securities Law Attorney
(713) 860-1600University of Notre DameArizona State UniversityTexas and New YorkBest Lawyers, The National Law Journal, The National Law Journal, Chambers USA...State Bar of Texas, State Bar of New York...Commentary: Help for Securities Fraud Plaintiffs Seeking Class Certification, Expert Witnesses...
Jeffrey Michael Haber
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Jeffrey Michael Haber
New York, NY Securities Law Attorney
(212) 209-1005Hofstra UniversityState University of New York - Buffalo2nd Circuit, 6th Circuit, New York, United States District Court for the Eastern District of New York and United States District Court for the Southern District of New YorkSuper Lawyers Magazine, Super Lawyers Magazine, Super Lawyers Magazine, Business Edition, The Legal 500...The Association of the Bar of the City of New York and New York State BarWill the Public Disclosure Bar Be the Next Provision of the False Claims Act to Be Reviewed by the U.S. Supreme Court? and Does the PSLRA’s Notice Requirement Apply Solely to PSLRA Claims? Poptech v. Stewardship Investment Advisors – A Case of First Impression in the Second Circuit
Christopher J. Gray
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Christopher J. Gray
New York, NY Securities Law Attorney
(866) 966-9598Georgetown UniversityUniversity of Wisconsin - Madison2nd Circuit, U.S. District Courts in New York, U.S. District Courts in North Dakota, U.S. District Courts in Ohio, U.S. District Courts in Texas and U.S. Supreme CourtPublic Investors Arbitration Bar AssociationAmerican Bar Association, Public Investors Arbitration Bar Association...The Vivendi Case
Barry R. Lax
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Barry R. Lax
New York, NY Securities Law Attorney
(212) 696-1999Yeshiva University, Benjamin N. Cardozo School of LawEmory University2nd Circuit, U.S. District Courts, Eastern, Southern & Western Districts of New York and New YorkThomson ReutersAssociation of the Bar of the City of New York, New York City Bar Association...Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses
Sonya Tien
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Sonya Tien
New York, NY Securities Law Attorney
(212) 810-7688Columbia Law SchoolUniversity of North Carolina - Chapel HillUnited States District Court, Eastern District of New York, United States District Court, Eastern District of North Carolina, United States District Court, Southern District of New York, New York and North CarolinaSuper LawyersNorth Carolina Advocates for Justice, Tenth Judicial District...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
Ross B. Intelisano
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Ross B. Intelisano
New York, NY Securities Law Attorney
(212) 684-0300Brooklyn Law SchoolLehigh UniversityNew York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and 2nd CircuitNew York Super LawyersNew York State Bar, Association of the Bar of the City of New York...Ending the 212 Clique and Essay
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Attorney
(646) 948-1880University of Pennsylvania Law School and Georgetown UniversityNew YorkEB5 Investors Magazine, EB5 Investors Magazine, Super Lawyers and Super LawyersNew York State BarHow House Joint Resolution 123 Impacts EB- 5 and EB-5 Reform: What To Expect After SEC Jay Peak Enforcement
Frank Xu
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Frank Xu
New York, NY Securities Law Attorney
(212) 488-2580The George Washington University Law School, Columbia Law School and Peking University Law SchoolNew YorkNew York State Bar
Robert W. Anderson
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Robert W. Anderson
New York, NY Securities Law Attorney
(212) 742-3390Fordham University School of LawRutgers University - Newark and Bucknell UniversityNew Jersey, United States District Court for the District of New Jersey and New YorkBoard of Directors of Good GriefAmerican Bar Association and Association for Corporate Growth - New JerseyCustomer Data, FTC Red Flags Rules and Your Business, Cybersecurity and the Importance of Attorney-Client Privilege...

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