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Thomas Perry Setser
Rochester, NY Securities Law Attorney
(585) 492-4700Mississippi College School of LawMississippi State UniversityMississippi, New York and Northern and Southern Federal District Courts of MississippiTop Secret/SCI, U.S. Navy, U.S. Marine Corps and U.S. NavyMississippi State Bar and New York State Bar
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Kevin T. O'Brien
Williamsville, NY Securities Law Attorney
(716) 597-4184Brooklyn Law SchoolBoston University2nd Circuit and New York
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Jenice Malecki
New York, NY Securities Law Attorney
(212) 943-1233New York Law SchoolManhattanville College2nd Circuit, District of Columbia, Massachusetts, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkSuper Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee, The PIABA Foundation...Cross Examination of the Broker in Product Cases, Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action...
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Robert L. Herskovits
New York, NY Securities Law Attorney
(212) 897-5410Benjamin N. Cardozo School of LawSyracuse University2nd Circuit, New York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and U.S. Supreme CourtThomson Reuters, Thomson Reuters, Thomson Reuters, Super Lawyers...American Bar Association and New York County Lawyers' AssociationWhat FAs Need to Know About Form U4 and Form U5 Expungement, Elder Abuse in the Securities Industry...
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Ross B. Intelisano
New York, NY Securities Law Attorney
(212) 684-0300Brooklyn Law SchoolLehigh UniversityNew York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and 2nd CircuitNew York Super LawyersNew York State Bar, Association of the Bar of the City of New York...Ending the 212 Clique and Essay
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Bradley L. Henry
New York, NY Securities Law Attorney
(212) 730-7700University of Tennessee College of Law and Florida Coastal School of LawUniversity of Tennessee - Chattanooga11th Circuit, 2nd Circuit, 4th Circuit, 6th Circuit, New York, Tennessee and TexasSuperlawyers , Martindale, Lead Counsel and National Trial Lawyers AssociationTennessee Bar, National Association of Criminal Defense Lawyers...Probe Into NCAA Basketball Reies on Unusual Legal Theories and Accused BlackShades hacker seeks to back out of plea deal
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Mark J. Astarita
New York, NY Securities Law Attorney
(212) 509-6544New York Law SchoolCity University of New York - Queens CollegeNew Jersey, New York, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York, United States District Court for the District of New Jersey, United States District Court for the Northern District of New York, United States District Court for the Western District of New York, United States Tax Court, 2nd Circuit, 3rd Circuit and U.S. Supreme CourtMartindale-HubbellFinancial Industry Regulatory Authority and New York County Lawyers AssociationIntroduction to Securities Arbitration, Enforcement of Arbitration Awards...
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Marc Fitapelli
New York, NY Securities Law Attorney
(877) 238-4175Maurice A. Deane School of Law at Hofstra UniversitySaint Francis CollegeNew Jersey, New York and U.S. District Court, Southern District of New YorkSuper Lawyers and Million Dollar Advocates ForumReal Estate Board of New York and New York City Bar AssociationClose Faster and Avoid Unpleasant Surprises and 10 Lease Issues that Can Kill A Deal
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Adam Gana
New York, NY Securities Law Attorney
(800) 810-4262New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...
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Robert W. Anderson
New York, NY Securities Law Attorney
(212) 742-3390Fordham University School of LawRutgers University - Newark and Bucknell UniversityNew Jersey, United States District Court for the District of New Jersey and New YorkBoard of Directors of Good GriefAmerican Bar Association and Association for Corporate Growth - New JerseyCustomer Data, FTC Red Flags Rules and Your Business, Cybersecurity and the Importance of Attorney-Client Privilege...
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Attorney
(646) 948-1880University of Pennsylvania Law School and Georgetown UniversityNew YorkEB5 Investors Magazine, EB5 Investors Magazine, Super Lawyers and Super LawyersNew York State BarHow House Joint Resolution 123 Impacts EB- 5 and EB-5 Reform: What To Expect After SEC Jay Peak Enforcement
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Mary Madeline Roberts
New York, NY Securities Law Attorney
(212) 616-7555The University of Chicago Law SchoolTufts UniversityNew YorkSuper LawyersState Bar of New York and New York City Bar AssociationNavigating the SEC’s Updated Advertising Restrictions: A Lesson for Fund Managers in Preparing Solicitation Materials and Preventing Past Performance from Impeding Future Results,”
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Tony Harwood
New York, NY Securities Law Attorney
(212) 867-6820Fordham University School of LawCornell UniversityU.S. Court of Appeals 2nd Circuit, U.S. Court of Appeals Federal Circuit, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkMartindale-Hubbell and Super LawyersNew York State Bar Association, American Bar Association...Report of the Commercial and Federal Litigation Section on Threatening Disciplinary Action Against Attorneys in New York, Report on the Proposed Amendment to Rule of Professional Conduct 8.4 Regulating Lawyers' Supervision of Undercover Investigations...
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Thomas Ajamie
New York, NY Securities Law Attorney
(713) 860-1600University of Notre DameArizona State UniversityTexas and New YorkBest Lawyers, The National Law Journal, The National Law Journal, Chambers USA...State Bar of Texas, State Bar of New York...Commentary: Help for Securities Fraud Plaintiffs Seeking Class Certification, Expert Witnesses...
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Brian J. Neville
New York, NY Securities Law Attorney
(212) 696-1999New York University School of LawUniversity of Scranton2nd Circuit, New Jersey, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkSuper LawyersNew York County Lawyers' Association and Association of the Bar of the City New York
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T. Edward Williams
New York, NY Securities Law Attorney
(212) 417-0430The University of Denver Sturm College of LawMercer University10th Circuit, Colorado, New York and 2nd CircuitFaculty of Federal AdvocatesNew York City Bar Association, New York State Bar...
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Ryan Gordon Blanch
New York, NY Securities Law Attorney
(212) 268-9700Southern Methodist UniversityUniversity of California - Los AngelesNew York and 2nd CircuitSuper Lawyers, Martindale Hubbell, National Trial Lawyers and AVVO Attorney Rating AgencyThe Association of the Bar of the City of New York, New York County Lawyers Association...New White Sox Scandal Alleges over 30,000 Fraudulent Tickets and Featured in America's Who's Who for Criminal Defense Lawyers
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Benjamin Calkins
Hamburg, NY Securities Law Attorney
(888) 415-1740University of Michigan Law SchoolHarvard UniversityDistrict of Columbia, New York and OhioMartindale Hubbell and AvvoOhio State Bar
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Barry R. Lax
New York, NY Securities Law Attorney
(212) 696-1999Yeshiva University, Benjamin N. Cardozo School of LawEmory University2nd Circuit, U.S. District Courts, Eastern, Southern & Western Districts of New York and New YorkThomson ReutersAssociation of the Bar of the City of New York, New York City Bar Association...Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses
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Mark Strauss
New York, NY Securities Law Attorney
(212) 729-9496Fordham University School of LawCornell UniversityU.S. District Courts, Eastern and Southern Districts of New York, U.S. District Courts, Northern, Southern, and Central Districts of California, New York and CaliforniaState Bar of New York and California State BarUS Company Settles Whistleblower Lawsuit, Pays for Importer’s Customs Fraud; Prosecution a Warning to US Companies that Source Goods from Abroad, Trade Enforcement under Trump Likely to Involve Expanded Use of U.S. Whistleblower Statute; U.S. False Claims Act qui tam provision emerging as important tool for policing import/export violations...