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Thomas Perry Setser
Rochester, NY Securities Law Attorney
(585) 492-4700Mississippi College School of LawMississippi State UniversityMississippi, New York and Northern and Southern Federal District Courts of MississippiTop Secret/SCI, U.S. Navy, U.S. Marine Corps and U.S. NavyMississippi State Bar and New York State Bar
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Jonathan C Dunsmoor
Buffalo, NY Securities Law Attorney
(716) 371-1936SUNY Buffalo Law School and Elon University School of LawUniversity of South Carolina - ColumbiaNew YorkState Bar of New YorkThe Guide to a Dual Listing on the OTC Markets and Social Services and Constitutional Rights, a Balancing Act
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Benjamin Calkins
Hamburg, NY Securities Law Attorney
(888) 415-1740University of Michigan Law SchoolHarvard UniversityDistrict of Columbia, New York and OhioMartindale Hubbell and AvvoOhio State Bar
![Kevin T. O'Brien]( "Kevin T. O'Brien")
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Kevin T. O'Brien
Williamsville, NY Securities Law Attorney
(716) 597-4184Brooklyn Law SchoolBoston University2nd Circuit and New York
![Adam Gana]( "Adam Gana")
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Adam Gana
New York, NY Securities Law Attorney
(800) 810-4262New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...
![Robert L. Herskovits]( "Robert L. Herskovits")
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Robert L. Herskovits
New York, NY Securities Law Attorney
(212) 897-5410Benjamin N. Cardozo School of LawSyracuse University2nd Circuit, New York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and U.S. Supreme CourtThomson Reuters, Thomson Reuters, Thomson Reuters, Super Lawyers...American Bar Association and New York County Lawyers' AssociationWhat FAs Need to Know About Form U4 and Form U5 Expungement, Elder Abuse in the Securities Industry...
![Jenice Malecki]( "Jenice Malecki")
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Jenice Malecki
New York, NY Securities Law Attorney
(212) 943-1233New York Law SchoolManhattanville College2nd Circuit, District of Columbia, Massachusetts, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkSuper Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee, The PIABA Foundation...Cross Examination of the Broker in Product Cases, Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action...
![Ross B. Intelisano]( "Ross B. Intelisano")
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Ross B. Intelisano
New York, NY Securities Law Attorney
(212) 684-0300Brooklyn Law SchoolLehigh UniversityNew York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and 2nd CircuitNew York Super LawyersNew York State Bar, Association of the Bar of the City of New York...Ending the 212 Clique and Essay
![Rogelio J. Carrasquillo]( "Rogelio J. Carrasquillo")
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Attorney
(646) 948-1880University of Pennsylvania Law School and Georgetown UniversityNew YorkEB5 Investors Magazine, EB5 Investors Magazine, Super Lawyers and Super LawyersNew York State BarHow House Joint Resolution 123 Impacts EB- 5 and EB-5 Reform: What To Expect After SEC Jay Peak Enforcement
![Bradley L. Henry]( "Bradley L. Henry")
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Bradley L. Henry
New York, NY Securities Law Attorney
(212) 730-7700University of Tennessee College of Law and Florida Coastal School of LawUniversity of Tennessee - Chattanooga11th Circuit, 2nd Circuit, 4th Circuit, 6th Circuit, New York, Tennessee and TexasSuperlawyers , Martindale, Lead Counsel and National Trial Lawyers AssociationTennessee Bar, National Association of Criminal Defense Lawyers...Probe Into NCAA Basketball Reies on Unusual Legal Theories and Accused BlackShades hacker seeks to back out of plea deal
![Adam Savett]( "Adam Savett")
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Adam Savett
New York, NY Securities Law Attorney
(212) 759-4600Villanova University School of LawAmerican UniversityNew Jersey, Pennsylvania, District of Columbia, D.C. Circuit and VirginiaAvvo, Avvo, LinkedIn and AvvoGeorgia Association of Public Plan Trustees (GAPPT), Florida Public Pension Trustees Association (FPPTA)...Securities Class Action Trials in the Post-PSLRA Era, Update on the Options-Backdating Class Actions...
![Jeffrey Michael Haber]( "Jeffrey Michael Haber")
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Jeffrey Michael Haber
New York, NY Securities Law Attorney
(212) 209-1005Hofstra UniversityState University of New York - Buffalo2nd Circuit, 6th Circuit, New York, United States District Court for the Eastern District of New York and United States District Court for the Southern District of New YorkSuper Lawyers Magazine, Super Lawyers Magazine, Super Lawyers Magazine, Business Edition, The Legal 500...The Association of the Bar of the City of New York and New York State BarWill the Public Disclosure Bar Be the Next Provision of the False Claims Act to Be Reviewed by the U.S. Supreme Court? and Does the PSLRA’s Notice Requirement Apply Solely to PSLRA Claims? Poptech v. Stewardship Investment Advisors – A Case of First Impression in the Second Circuit
![Mark J. Astarita]( "Mark J. Astarita")
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Mark J. Astarita
New York, NY Securities Law Attorney
(212) 509-6544New York Law SchoolCity University of New York - Queens CollegeNew Jersey, New York, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York, United States District Court for the District of New Jersey, United States District Court for the Northern District of New York, United States District Court for the Western District of New York, United States Tax Court, 2nd Circuit, 3rd Circuit and U.S. Supreme CourtMartindale-HubbellFinancial Industry Regulatory Authority and New York County Lawyers AssociationIntroduction to Securities Arbitration, Enforcement of Arbitration Awards...
![Tony Harwood]( "Tony Harwood")
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Tony Harwood
New York, NY Securities Law Attorney
(212) 867-6820Fordham University School of LawCornell UniversityU.S. Court of Appeals 2nd Circuit, U.S. Court of Appeals Federal Circuit, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkMartindale-Hubbell and Super LawyersNew York State Bar Association, American Bar Association...Report of the Commercial and Federal Litigation Section on Threatening Disciplinary Action Against Attorneys in New York, Report on the Proposed Amendment to Rule of Professional Conduct 8.4 Regulating Lawyers' Supervision of Undercover Investigations...
![Sonya Tien]( "Sonya Tien")
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Sonya Tien
New York, NY Securities Law Attorney
(212) 810-7688Columbia Law SchoolUniversity of North Carolina - Chapel Hill9th Circuit, California, Federal Circuit, New York, North Carolina, U.S. District Court, Eastern & Southern Districts of New York, U.S. District Court, Eastern & Western Districts of North Carolina and U.S. District Court, Northern & Central Districts of CaliforniaSuper LawyersLos Angeles County Bar Association, National Asian Pacific American Bar Association...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
![Gilbert Jesse Bradshaw]( "Gilbert Jesse Bradshaw")
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Gilbert Jesse Bradshaw
New York, NY Securities Law Attorney
(949) 752-1100Brigham Young University J. Reuben Clark Law School and University of California - Los AngelesBrigham Young UniversityNew YorkAmerican Bankruptcy InstituteNew York State Bar AssociationNotso Fasto: Ipso Facto Clauses and the Automatic Stay and Second Circuit Imparts Some Tender Loving Care on Reconsideration of Settled Claims
![Barry R. Lax]( "Barry R. Lax")
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Barry R. Lax
New York, NY Securities Law Attorney
(212) 696-1999Yeshiva University, Benjamin N. Cardozo School of LawEmory University2nd Circuit, U.S. District Courts, Eastern, Southern & Western Districts of New York and New YorkThomson ReutersAssociation of the Bar of the City of New York, New York City Bar Association...Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses
![Thomas Ajamie]( "Thomas Ajamie")
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Thomas Ajamie
New York, NY Securities Law Attorney
(713) 860-1600University of Notre DameArizona State UniversityTexas and New YorkBest Lawyers, The National Law Journal, The National Law Journal, Chambers USA...State Bar of Texas, State Bar of New York...Commentary: Help for Securities Fraud Plaintiffs Seeking Class Certification, Expert Witnesses...
![Mary Madeline Roberts]( "Mary Madeline Roberts")
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Mary Madeline Roberts
New York, NY Securities Law Attorney
(212) 616-7555The University of Chicago Law SchoolTufts UniversityNew YorkSuper LawyersState Bar of New York and New York City Bar AssociationNavigating the SEC’s Updated Advertising Restrictions: A Lesson for Fund Managers in Preparing Solicitation Materials and Preventing Past Performance from Impeding Future Results,”
![Robert W. Anderson]( "Robert W. Anderson")
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Robert W. Anderson
New York, NY Securities Law Attorney
(212) 742-3390Fordham University School of LawRutgers University - Newark and Bucknell UniversityNew Jersey, United States District Court for the District of New Jersey and New YorkBoard of Directors of Good GriefAmerican Bar Association and Association for Corporate Growth - New JerseyCustomer Data, FTC Red Flags Rules and Your Business, Cybersecurity and the Importance of Attorney-Client Privilege...
