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Thomas Perry Setser
Rochester, NY Securities Law Attorney
(585) 492-4700Mississippi College School of LawMississippi State UniversityMississippi, New York and Northern and Southern Federal District Courts of MississippiTop Secret/SCI, U.S. Navy, U.S. Marine Corps and U.S. NavyMississippi State Bar and New York State Bar
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Jonathan C Dunsmoor
Buffalo, NY Securities Law Attorney
(716) 371-1936SUNY Buffalo Law School and Elon University School of LawUniversity of South Carolina - ColumbiaNew YorkState Bar of New YorkThe Guide to a Dual Listing on the OTC Markets and Social Services and Constitutional Rights, a Balancing Act
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Benjamin Calkins
Hamburg, NY Securities Law Attorney
(888) 415-1740University of Michigan Law SchoolHarvard UniversityDistrict of Columbia, New York and OhioMartindale Hubbell and AvvoOhio State Bar
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Kevin T. O'Brien
Williamsville, NY Securities Law Attorney
(716) 597-4184Brooklyn Law SchoolBoston University2nd Circuit and New York
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Ross B. Intelisano
New York, NY Securities Law Attorney
(212) 684-0300Brooklyn Law SchoolLehigh UniversityNew York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and 2nd CircuitNew York Super LawyersNew York State Bar, Association of the Bar of the City of New York...Ending the 212 Clique and Essay
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Robert L. Herskovits
New York, NY Securities Law Attorney
(212) 897-5410Benjamin N. Cardozo School of LawSyracuse University2nd Circuit, New York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and U.S. Supreme CourtThomson Reuters, Thomson Reuters, Thomson Reuters, Super Lawyers...American Bar Association and New York County Lawyers' AssociationWhat FAs Need to Know About Form U4 and Form U5 Expungement, Elder Abuse in the Securities Industry...
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Bradley L. Henry
New York, NY Securities Law Attorney
(212) 730-7700University of Tennessee College of Law and Florida Coastal School of LawUniversity of Tennessee - Chattanooga11th Circuit, 2nd Circuit, 4th Circuit, 6th Circuit, New York, Tennessee and TexasSuperlawyers , Martindale, Lead Counsel and National Trial Lawyers AssociationTennessee Bar, National Association of Criminal Defense Lawyers...Probe Into NCAA Basketball Reies on Unusual Legal Theories and Accused BlackShades hacker seeks to back out of plea deal
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Attorney
(646) 948-1880University of Pennsylvania Law School and Georgetown UniversityNew YorkEB5 Investors Magazine, EB5 Investors Magazine, Super Lawyers and Super LawyersNew York State BarHow House Joint Resolution 123 Impacts EB- 5 and EB-5 Reform: What To Expect After SEC Jay Peak Enforcement
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Jenice Malecki
New York, NY Securities Law Attorney
(212) 943-1233New York Law SchoolManhattanville College2nd Circuit, District of Columbia, Massachusetts, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkSuper Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee, The PIABA Foundation...Cross Examination of the Broker in Product Cases, Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action...
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Adam Gana
New York, NY Securities Law Attorney
(800) 810-4262New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...
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Sonya Tien
New York, NY Securities Law Attorney
(212) 810-7688Columbia Law SchoolUniversity of North Carolina - Chapel Hill9th Circuit, California, Federal Circuit, New York, North Carolina, U.S. District Court, Eastern & Southern Districts of New York, U.S. District Court, Eastern & Western Districts of North Carolina and U.S. District Court, Northern & Central Districts of CaliforniaSuper LawyersLos Angeles County Bar Association, National Asian Pacific American Bar Association...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
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Mark J. Astarita
New York, NY Securities Law Attorney
(212) 509-6544New York Law SchoolCity University of New York - Queens CollegeNew Jersey, New York, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York, United States District Court for the District of New Jersey, United States District Court for the Northern District of New York, United States District Court for the Western District of New York, United States Tax Court, 2nd Circuit, 3rd Circuit and U.S. Supreme CourtMartindale-HubbellFinancial Industry Regulatory Authority and New York County Lawyers AssociationIntroduction to Securities Arbitration, Enforcement of Arbitration Awards...
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Neil Fridman
New York, NY Securities Law Attorney
(212) 262-9823St. John's University School of LawSt. John's University and University of Michigan - Ann ArborNew YorkSt. John's University School of LawState Bar of New York
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Jonathan Kurta
New York, NY Securities Law Attorney
(877) 238-4175Maurice A. Deane School of Law at Hofstra UniversityNew York UniversityNew Jersey and New YorkNew York Super Lawyers and Martindale-HubbellNew York City Bar Association and Public Investors Arbitration Bar Association (PIABA)
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Jacqueline Candella
New York, NY Securities Law Attorney
(212) 943-1233New York Law SchoolPace UniversityNew YorkStaten Island Walk Like MADD and National Association of Women LawyersNFTs may change music industry, but may have to cross regulatory path
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Tony Harwood
New York, NY Securities Law Attorney
(212) 867-6820Fordham University School of LawCornell UniversityU.S. Court of Appeals 2nd Circuit, U.S. Court of Appeals Federal Circuit, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkMartindale-Hubbell and Super LawyersNew York State Bar Association, American Bar Association...Report of the Commercial and Federal Litigation Section on Threatening Disciplinary Action Against Attorneys in New York, Report on the Proposed Amendment to Rule of Professional Conduct 8.4 Regulating Lawyers' Supervision of Undercover Investigations...
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Thomas Ajamie
New York, NY Securities Law Attorney
(713) 860-1600University of Notre DameArizona State UniversityTexas and New YorkBest Lawyers, The National Law Journal, The National Law Journal, Chambers USA...State Bar of Texas, State Bar of New York...Commentary: Help for Securities Fraud Plaintiffs Seeking Class Certification, Expert Witnesses...
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Ekaterina Mouratova
New York, NY Securities Law Attorney
(212) 203-2460Elisabeth Haub School of Law - Pace UniversityNew YorkYork City Bar Association and New York State Bar AssociationBusiness Law for Entrepreneurs.
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Adam J. Weinstein
New York, NY Securities Law Attorney
(800) 810-4262New York Law SchoolLehigh UniversityNew Jersey, New York, United States District Courts for the District of New Jersey, United States District Courts for the Eastern District of New York and United States District Courts for the Southern District of New YorkSuper LawyersNew York City Bar Association and New Jersey State Bar AssociationFINRA’s Arbitration Agreement: Second Class Status? and Broker-Deal Licensing: Understanding the Role and Limitations of the Series 6 License
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Cesar Mejia Duenas
New York, NY Securities Law Attorney
(305) 515-5165University of Miami School of Law, University of Miami School of Law, Brooklyn Law School and Universidad Tecnológica de HondurasHonduras, New York, Florida, District of Columbia, California and New JerseyBeverly Hills Bar Association, Coral Gables Estate Planning Council...Which law is supreme? The interplay between the New York Convention and the McCarran-Ferguson Act