Scarsdale Securities Lawyers

Robert L. Herskovits
PREMIUM
Robert L. Herskovits

Free consultation, experienced representation in securities law cases. Call now!

Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and... Read More »
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Darryl J. Bouganim
PREMIUM
Darryl J. Bouganim

Free Consultation! Experienced & Effective Securities Law Representation!

Darryl Bouganim is a securities attorney with an impressive track record in his representation of defrauded investors and securities industry employees with employment issues, having won awards and favorable verdicts... Read More »
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Diane Mall Sammarco
PREMIUM
Diane Mall Sammarco

Skillful Securities Law Attorney! Call Today!

Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and... Read More »
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Kourosh C. Shaffy
PREMIUM
Kourosh C. Shaffy

New York Securities Law Attorney

New York City Bar Association and State Bar of New York
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Michael S. Komar
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Michael S. Komar
White Plains, NY Securities Law Attorney
(914) 949-0222Cornell UniversitySt. Bonaventure University2nd Circuit, 3rd Circuit, United States Bankruptcy Court for the Northern and Western Districts of New York, United States District Court for the Northern, Southern, Eastern and Western Districts of New York and New YorkAssociation of the Bar of the City of New York and New York State Bar
John R. Menz
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John R. Menz
White Plains, NY Securities Law Attorney
(914) 949-0222Columbia Law SchoolState University of New York - AlbanyU.S. Supreme Court, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York and New YorkAssociation of the Bar of the City of New York and New York State Bar
Adam Gana
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Adam Gana
New York, NY Securities Law Attorney
(800) 810-4262New York Law SchoolUniversity of Vermont11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New YorkGlobal Directory of Who’s Who, The National Trial Lawyers, Super Lawyers and Martindale HubbleAmerican Association for Justice, Public Investor Arbitration Bar Association...Blue Skies for America in the Securities Industry... Except for New York, Should Non-Attorneys Represent Parties in FINRA Arbitration for Compensation?...
Ross B. Intelisano
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Ross B. Intelisano
New York, NY Securities Law Attorney
(212) 684-0300Brooklyn Law SchoolLehigh UniversityNew York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and 2nd CircuitNew York Super LawyersNew York State Bar, Association of the Bar of the City of New York...Ending the 212 Clique and Essay
Jeffrey Michael Haber
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Jeffrey Michael Haber
New York, NY Securities Law Attorney
(212) 209-1005Hofstra UniversityState University of New York - Buffalo2nd Circuit, 6th Circuit, New York, United States District Court for the Eastern District of New York and United States District Court for the Southern District of New YorkSuper Lawyers Magazine, Super Lawyers Magazine, Super Lawyers Magazine, Business Edition, The Legal 500...The Association of the Bar of the City of New York and New York State BarWill the Public Disclosure Bar Be the Next Provision of the False Claims Act to Be Reviewed by the U.S. Supreme Court? and Does the PSLRA’s Notice Requirement Apply Solely to PSLRA Claims? Poptech v. Stewardship Investment Advisors – A Case of First Impression in the Second Circuit
Mary Madeline Roberts
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Mary Madeline Roberts
New York, NY Securities Law Attorney
(212) 859-5071The University of Chicago Law SchoolTufts UniversityNew YorkSuperlawyers , Superlawyers , Tufts University and Phi Sigma Alpha Honors Society for Political ScienceState Bar of New York and New York City Bar AssociationNavigating the SEC’s Updated Advertising Restrictions: A Lesson for Fund Managers in Preparing Solicitation Materials and Preventing Past Performance from Impeding Future Results,”
Robert L. Herskovits
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Robert L. Herskovits
New York, NY Securities Law Attorney
(212) 897-5410Benjamin N. Cardozo School of LawSyracuse University2nd Circuit, New York, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and U.S. Supreme CourtSuper Lawyers, Super Lawyers, Super Lawyers and Super LawyersAmerican Bar Association and New York County Lawyers' AssociationWhat FAs Need to Know About Form U4 and Form U5 Expungement, Elder Abuse in the Securities Industry...
Jenice Malecki
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Jenice Malecki
New York, NY Securities Law Attorney
(212) 943-1233New York Law SchoolManhattanville College2nd Circuit, District of Columbia, Massachusetts, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkSuper Lawyers, Public Investors Arbitration Bar Association, Public Investors Arbitration Bar Association and Martindale-HubbellFINRA National Arbitration and Mediation Committee, The PIABA Foundation...Cross Examination of the Broker in Product Cases, Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action...
Mark J. Astarita
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Mark J. Astarita
New York, NY Securities Law Attorney
(212) 509-6544New York Law SchoolCity University of New York - Queens CollegeNew Jersey, New York, United States District Court for the Eastern District of New York, United States District Court for the Southern District of New York, United States District Court for the District of New Jersey, United States District Court for the Northern District of New York, United States District Court for the Western District of New York, United States Tax Court, 2nd Circuit, 3rd Circuit and U.S. Supreme CourtMartindale-HubbellNew York County Lawyers Association and New York State BarIntroduction to Securities Arbitration, Enforcement of Arbitration Awards...
Barry R. Lax
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Barry R. Lax
New York, NY Securities Law Attorney
(212) 696-1999Yeshiva University, Benjamin N. Cardozo School of LawEmory University2nd Circuit, U.S. District Courts, Eastern, Southern & Western Districts of New York and New YorkThomson ReutersAssociation of the Bar of the City of New York, New York City Bar Association...Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses
Daniel J. Swayze
PREMIUM
Daniel J. Swayze

New York Securities Law Attorney

State Bar of New York and New Jersey State Bar
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Brian J. Neville
PREMIUM
Brian J. Neville

Free Consultation! Successful & Experienced Attorney! Dedicated Representation!

Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal... Read More »
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Sonya Tien
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Sonya Tien
New York, NY Securities Law Attorney
(212) 810-7688Columbia Law SchoolUniversity of North Carolina - Chapel HillUnited States District Court, Eastern District of New York, United States District Court, Eastern District of North Carolina, United States District Court, Southern District of New York, New York and North CarolinaSuper LawyersNorth Carolina Advocates for Justice, Tenth Judicial District...SEC Cooperation Update: 2102 Year-End Review and Recent Developments in the SEC Cooperation Initiative
Bradley L. Henry
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Bradley L. Henry
New York, NY Securities Law Attorney
(212) 730-7700University of Tennessee College of Law and Florida Coastal School of LawUniversity of Tennessee - Chattanooga11th Circuit, 2nd Circuit, 4th Circuit, 6th Circuit, New York, Tennessee and TexasSuperlawyers , Martindale, Lead Counsel and National Trial Lawyers AssociationTennessee Bar, National Association of Criminal Defense Lawyers...Probe Into NCAA Basketball Reies on Unusual Legal Theories and Accused BlackShades hacker seeks to back out of plea deal
Ralph Behr
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Ralph Behr
New York, NY Securities Law Attorney
(800) 761-3446Maurice A. Deane School of Law at Hofstra UniversityState University of New York - AlbanyFederal Circuit, Florida, New York, Oregon, U.S. District Court, Middle District of Florida, U.S. District Court, Southern District of Florida, U.S. District Court, Western District of Pennsylvania, U.S. Supreme Court and Federal CircuitAmerican Research Corporation, Florida Consumer Guidebook, International Who's Who and The International Dictionary of BiographyOregon State Bar, Florida Association of Criminal Defense Lawyers...CAN THE POLICE LIE TO ME? and Index to Florida Criminal Jury Instructions
Frank Xu
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Frank Xu
New York, NY Securities Law Attorney
(212) 488-2580The George Washington University Law School, Columbia Law School and Peking University Law SchoolNew YorkNew York State Bar
Brian J. Neville
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Brian J. Neville
New York, NY Securities Law Attorney
(212) 696-1999New York University School of LawUniversity of Scranton2nd Circuit, New Jersey, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York and New YorkSuper LawyersNew York County Lawyers' Association and Association of the Bar of the City New York
Manuel G.R. Rivera
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Manuel G.R. Rivera
New York, NY Securities Law Attorney
(212) 318-3000Harvard Law School and Yale UniversityCity University of New York - Baruch CollegeDistrict of Columbia and New YorkAmerican Bar Foundation,...Staying Ahead of the Curve in Complying with Current and Anticipated Securities Regulations, M&A in 2012: Understanding the Tender Offer...
Marvin L. Frank
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Marvin L. Frank
New York, NY Securities Law Attorney
(800) 497-8076New York Law SchoolThe City College of New York and City University of New York - Baruch CollegeNew Jersey, New York, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York, 2nd Circuit, 7th Circuit, U.S. Supreme Court, U.S. District Court Eastern District of Michigan and U.S. District Court Northern District of TexasNew York State Bar and Emerald Green Property Owners AssociationSecurities Class Actions: Improving Corporate Governance Through Accountability and Staying Derivative Action Pursuant to PSLRA and SLUSA
Christopher J. Gray
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Christopher J. Gray
New York, NY Securities Law Attorney
(866) 966-9598Georgetown UniversityUniversity of Wisconsin - Madison2nd Circuit, U.S. District Courts in New York, U.S. District Courts in North Dakota, U.S. District Courts in Ohio, U.S. District Courts in Texas and U.S. Supreme CourtPublic Investors Arbitration Bar AssociationAmerican Bar Association, Public Investors Arbitration Bar Association...The Vivendi Case
Robert W. Anderson
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Robert W. Anderson
New York, NY Securities Law Attorney
(212) 742-3390Fordham University School of LawRutgers University - Newark and Bucknell UniversityNew Jersey, United States District Court for the District of New Jersey and New YorkBoard of Directors of Good GriefAmerican Bar Association and Association for Corporate Growth - New JerseyCustomer Data, FTC Red Flags Rules and Your Business, Cybersecurity and the Importance of Attorney-Client Privilege...
Asher Hawkins
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Asher Hawkins
New York, NY Securities Law Attorney
(800) 497-8076New York Law SchoolUniversity of PennsylvaniaNew York, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New YorkAmerican Bankruptcy Institute and New York Law SchoolNew York City Bar Association and New York State BarPiloting Through §546’s Safe Harbors in the Wake of Lyondell, Tribune and Barclay’s and Spokeo's Federalism Problem
Jaimie F. Dockray
PREMIUM
Jaimie F. Dockray

Experienced Securities Arbitration & Litigation Attorney! Skilled Advocacy!

Jaimie Fried Dockray joined Rich, Intelisano & Katz, LLP as Special Counsel in 2013. She represents both individuals and employers in employment-related matters. Ms. Dockray has extensive experience representing... Read More »
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Marvin L. Frank
PREMIUM
Marvin L. Frank

Free Consultation! Experienced & Esteemed Securities Attorney! Skilled Advocacy!

New York State Bar and Emerald Green Property Owners Association
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